Maria Nikolova
featured, FINRA, NFS
0 Comments
National Financial Services LLC has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
Maria Nikolova
Kylin, SFC
0 Comments
The SFC of Hong Kong has prohibited Steven Wong Yung from re-entering the industry for 14 months.
Maria Nikolova
ASIC, ASIC warning, featured
0 Comments
ASIC has issued a warning about scammers impersonating the regulator requesting payments to release funds or assets.
Maria Nikolova
featured, FINRA, Northern Trust
0 Comments
Northern Trust Securities, Inc. has agreed to pay a fine of $150,000 as a part of a settlement with FINRA.
Maria Nikolova
David McEwen, New Zealand FMA
0 Comments
New Zealand’s FMA has filed criminal charges against former financial adviser David McEwen, for failing to comply with an FMA stop order.
Maria Nikolova
ASIC, featured, First Guardian, Shield Master Fund
0 Comments
Following an application made by ASIC, the Federal Court has made orders freezing assets of Rashid Alshakshir.
Maria Nikolova
ESMA, featured, ICE, LCH, LME Clear
0 Comments
The three recognised UK CCPs are ICE Clear Europe Ltd, LCH Ltd (as Tier 2) and LME Clear Ltd (as Tier 1).
Maria Nikolova
Crispin Odey, FCA, featured, Odey Asset Management
0 Comments
The FCA has decided to fine Crispin Odey of Odey Asset Management LLP £1.8m and ban him from the UK financial services industry.
LEADING BROKERS
LATEST NEWS
FX week in review: eToro IPO filed, Plus500 acquisition, Rostro/Scope management shuffle, Robinhood Banking launch 
How to Backtest Your Trading Strategy on Metatrader 4 
Exclusive: EC Markets UK compliance head Mansoor Mushtaq departs 
CySEC warns public against dealing with 13 unauthorized investment firms 
FCA cancels Cashup’s permission to carry on regulated activities 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
featured, FINRA, NFS
0 Comments
National Financial Services LLC has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
Maria Nikolova
Kylin, SFC
0 Comments
The SFC of Hong Kong has prohibited Steven Wong Yung from re-entering the industry for 14 months.
Maria Nikolova
ASIC, ASIC warning, featured
0 Comments
ASIC has issued a warning about scammers impersonating the regulator requesting payments to release funds or assets.
Maria Nikolova
featured, FINRA, Northern Trust
0 Comments
Northern Trust Securities, Inc. has agreed to pay a fine of $150,000 as a part of a settlement with FINRA.
Maria Nikolova
David McEwen, New Zealand FMA
0 Comments
New Zealand’s FMA has filed criminal charges against former financial adviser David McEwen, for failing to comply with an FMA stop order.
Maria Nikolova
ASIC, featured, First Guardian, Shield Master Fund
0 Comments
Following an application made by ASIC, the Federal Court has made orders freezing assets of Rashid Alshakshir.
Maria Nikolova
ESMA, featured, ICE, LCH, LME Clear
0 Comments
The three recognised UK CCPs are ICE Clear Europe Ltd, LCH Ltd (as Tier 2) and LME Clear Ltd (as Tier 1).
Maria Nikolova
Crispin Odey, FCA, featured, Odey Asset Management
0 Comments
The FCA has decided to fine Crispin Odey of Odey Asset Management LLP £1.8m and ban him from the UK financial services industry.
LEADING BROKERS
LATEST NEWS
FX week in review: eToro IPO filed, Plus500 acquisition, Rostro/Scope management shuffle, Robinhood Banking launch How to Backtest Your Trading Strategy on Metatrader 4 Exclusive: EC Markets UK compliance head Mansoor Mushtaq departs CySEC warns public against dealing with 13 unauthorized investment firms FCA cancels Cashup’s permission to carry on regulated activities 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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