ASIC cites risky products, improper onboarding in review of online brokers
The findings follow a targeted ASIC surveillance of nine entities offering short-dated ETOs, futures and fractional shares to retail investors.
Regulatory News
Regulatory News
Yepbit warning issued after false frozen funds claims
Yepbit is purporting to be a digital assets and futures trading platform trading globally, including in Australia.
CFTC exercises “Emergency Authority” to protect Kalshi from NY State prediction markets lawsuit
The CFTC has ordered Kalshi to continue to operate in accordance with the Commodity Exchange Act’s Core Principles.
ASIC suspends license of CFDs broker GFA Capital Markets
GFA’s license was suspended after regulators found finding multiple client money, reporting obligation and compliance failures.
Former Berndale director Stavro D’Amore sentenced to 23 months in prison
Stavro D’Amore improperly transferred $681,496.98 in company funds, which he knew were primarily derived from retail client deposits.
ASIC’s Moneysmart warns that no Prediction Markets are currently licensed in Australia
Prediction markets are platforms that offer binary ‘event contracts’ based on the outcomes of future events.
Tribunal upholds FCA ban on Richard Fenech and Heather Dunne
The Upper Tribunal upheld the FCA’s decision to ban Richard Fenech and Heather Dunne from working in financial services.
CFTC fines UBS Financial Services $8M for supervision failures impacting its AML transaction monitoring systems
The Commodity Futures Trading Commission (CFTC) today announced an order filing and settling charges against UBS Financial Services Inc.
LEADING BROKERS
LATEST NEWS
CME Group reports first trades of US Zinc Futures
August 25, 2026
FP Markets hires Doo Group exec Haris Sergiou as Global Head of Business Development
August 25, 2026
LME approves Clarksons Futures’ application for RIB Tier 2 membership
August 25, 2026
Kraken Pro becomes available on TradingView
August 25, 2026
Clear Street launches electronic execution across Europe and Asia-Pacific
August 25, 2026
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Regulatory News
ASIC cites risky products, improper onboarding in review of online brokers
The findings follow a targeted ASIC surveillance of nine entities offering short-dated ETOs, futures and fractional shares to retail investors.
Yepbit warning issued after false frozen funds claims
Yepbit is purporting to be a digital assets and futures trading platform trading globally, including in Australia.
CFTC exercises “Emergency Authority” to protect Kalshi from NY State prediction markets lawsuit
The CFTC has ordered Kalshi to continue to operate in accordance with the Commodity Exchange Act’s Core Principles.
ASIC suspends license of CFDs broker GFA Capital Markets
GFA’s license was suspended after regulators found finding multiple client money, reporting obligation and compliance failures.
Former Berndale director Stavro D’Amore sentenced to 23 months in prison
Stavro D’Amore improperly transferred $681,496.98 in company funds, which he knew were primarily derived from retail client deposits.
ASIC’s Moneysmart warns that no Prediction Markets are currently licensed in Australia
Prediction markets are platforms that offer binary ‘event contracts’ based on the outcomes of future events.
Tribunal upholds FCA ban on Richard Fenech and Heather Dunne
The Upper Tribunal upheld the FCA’s decision to ban Richard Fenech and Heather Dunne from working in financial services.
CFTC fines UBS Financial Services $8M for supervision failures impacting its AML transaction monitoring systems
The Commodity Futures Trading Commission (CFTC) today announced an order filing and settling charges against UBS Financial Services Inc.
Regulatory News
LEADING BROKERS
LATEST NEWS
- CME Group reports first trades of US Zinc Futures
August 25, 2026 - FP Markets hires Doo Group exec Haris Sergiou as Global Head of Business Development
August 25, 2026 - LME approves Clarksons Futures’ application for RIB Tier 2 membership
August 25, 2026 - Kraken Pro becomes available on TradingView
August 25, 2026 - Clear Street launches electronic execution across Europe and Asia-Pacific
August 25, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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