CySEC warns public against dealing with nine unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public regarding nine unauthorized entities.
Regulatory News
Regulatory News
FINRA fines J.P. Morgan Securities $250k for alleged rule violations
J.P. Morgan Securities LLC (JPMS) has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA decides to ban former DPT Financial Solutions director from working in financial services
The FCA has decided to ban Daniel Thomas from working in financial services and fine him £742,700.
APRA imposes licence conditions on ING Bank Australia Limited
The Australian Prudential Regulation Authority (APRA) has imposed licence conditions on ING Bank Australia Limited.
FINRA imposes $100k fine on WallachBeth Capital
WallachBeth Capital LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $175k fine on Charles Schwab & Co
Charles Schwab & Co., Inc has agreed to pay a fine of $175,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA receives 333 new whistleblowing reports in Q2 2026
The UK Financial Conduct Authority (FCA) has posted whistleblowing data for the quarter to end-June 2026.
Australian Financial Complaints Authority opens consultation on proposed Scam Rules
AFCA is inviting feedback from stakeholders on proposed changes to its Rules, that will enable it to consider scam-related complaints under the Scams Prevention Framework (SPF).
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Regulatory News
CySEC warns public against dealing with nine unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public regarding nine unauthorized entities.
FINRA fines J.P. Morgan Securities $250k for alleged rule violations
J.P. Morgan Securities LLC (JPMS) has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA decides to ban former DPT Financial Solutions director from working in financial services
The FCA has decided to ban Daniel Thomas from working in financial services and fine him £742,700.
APRA imposes licence conditions on ING Bank Australia Limited
The Australian Prudential Regulation Authority (APRA) has imposed licence conditions on ING Bank Australia Limited.
FINRA imposes $100k fine on WallachBeth Capital
WallachBeth Capital LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $175k fine on Charles Schwab & Co
Charles Schwab & Co., Inc has agreed to pay a fine of $175,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA receives 333 new whistleblowing reports in Q2 2026
The UK Financial Conduct Authority (FCA) has posted whistleblowing data for the quarter to end-June 2026.
Australian Financial Complaints Authority opens consultation on proposed Scam Rules
AFCA is inviting feedback from stakeholders on proposed changes to its Rules, that will enable it to consider scam-related complaints under the Scams Prevention Framework (SPF).
Regulatory News
LEADING BROKERS
LATEST NEWS
- Kalshi launches 24/7 Gold and Silver Perps following regulatory approval
September 10, 2026 - CME Group to launch CME Securities Clearing on December 7, 2026
September 10, 2026 - Coinbase partners with Moov to bring stablecoin payments and custody to community banks and credit unions
September 10, 2026 - BGC Group’s Aurel BGC completes fully AI brokered institutional trade in listed equity derivatives
September 10, 2026 - StoneX, DeltaTerra develop new synthetic structure for agency credit risk transfer
September 10, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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