Maria Nikolova
AFS licence, ASIC, featured, MW Planning
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ASIC has suspended the Australian financial services (AFS) licence of MW Planning Pty Ltd until 8 June 2026.
Maria Nikolova
featured, FINRA, Moomoo
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Moomoo Financial Inc., formerly known as Futu Inc, has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
Maria Nikolova
ESMA, featured, Verena Ross
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The European Securities and Markets Authority (ESMA) today announced that its Chair, Verena Ross, has decided not to renew her term as Chair for a second mandate.
Maria Nikolova
FCA, featured, Firm Checker
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To help fight financial crime, the FCA has launched Firm Checker, a tool to help consumers avoid scams.
Maria Nikolova
ACCC, CBA, Commonwealth Bank of Australia, featured
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The Commonwealth Bank of Australia (CBA) has paid penalties totalling $792,000 after the ACCC issued it with four infringement notices.
Maria Nikolova
ASIC, featured, Spice Capital
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ASIC alleges that Spice Capital and Mr Oxlade have carried on an unlicensed financial services business.
Maria Nikolova
ASIC, Diversa Trustees, featured, First Guardian
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ASIC has commenced civil penalty proceedings in the Federal Court against Diversa Trustees Limited, alleging failures concerning the First Guardian Master Fund.
Maria Nikolova
featured, FINRA, J Alden
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J. Alden Associates, Inc has agreed to pay a fine of $40,000 as a part of a settlement with FINRA.
LEADING BROKERS
LATEST NEWS
FX week in review: UAE licenses, Robinhood expands Asia, B2B partnerships, MENA white paper 
FINRA fines Flow Traders U.S. Institutional Trading for alleged reporting deficiencies 
CME Group issues notice regarding sports-related Event Contract Swaps 
Paxos receives approval to convert its NYDFS limited purpose trust charter to OCC national trust charter 
Circle obtains conditional approval from OCC for National Trust Charter 
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Maria Nikolova
AFS licence, ASIC, featured, MW Planning
0 Comments
ASIC has suspended the Australian financial services (AFS) licence of MW Planning Pty Ltd until 8 June 2026.
Maria Nikolova
featured, FINRA, Moomoo
0 Comments
Moomoo Financial Inc., formerly known as Futu Inc, has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
Maria Nikolova
ESMA, featured, Verena Ross
0 Comments
The European Securities and Markets Authority (ESMA) today announced that its Chair, Verena Ross, has decided not to renew her term as Chair for a second mandate.
Maria Nikolova
FCA, featured, Firm Checker
0 Comments
To help fight financial crime, the FCA has launched Firm Checker, a tool to help consumers avoid scams.
Maria Nikolova
ACCC, CBA, Commonwealth Bank of Australia, featured
0 Comments
The Commonwealth Bank of Australia (CBA) has paid penalties totalling $792,000 after the ACCC issued it with four infringement notices.
Maria Nikolova
ASIC, featured, Spice Capital
0 Comments
ASIC alleges that Spice Capital and Mr Oxlade have carried on an unlicensed financial services business.
Maria Nikolova
ASIC, Diversa Trustees, featured, First Guardian
0 Comments
ASIC has commenced civil penalty proceedings in the Federal Court against Diversa Trustees Limited, alleging failures concerning the First Guardian Master Fund.
Maria Nikolova
featured, FINRA, J Alden
0 Comments
J. Alden Associates, Inc has agreed to pay a fine of $40,000 as a part of a settlement with FINRA.
LEADING BROKERS
LATEST NEWS
FX week in review: UAE licenses, Robinhood expands Asia, B2B partnerships, MENA white paper FINRA fines Flow Traders U.S. Institutional Trading for alleged reporting deficiencies CME Group issues notice regarding sports-related Event Contract Swaps Paxos receives approval to convert its NYDFS limited purpose trust charter to OCC national trust charter Circle obtains conditional approval from OCC for National Trust Charter 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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