ASIC cancels licence of financial adviser Kyle Clifford Frost
ASIC has cancelled the Australian financial services (AFS) licence of NSW financial adviser Kyle Clifford Frost (AFS licence number 543780).
Regulatory News
Regulatory News
FINRA fines Goldman Sachs for alleged rule violations
The Financial Industry Regulatory Authority (FINRA) has fined Goldman Sachs & Co. LLC for alleged rule violations.
German watchdog imposes €320k fine on Nomura Holdings
The German Federal Financial Supervisory Authority (Bafin) today announced it has imposed an administrative fine amounting to €320,000 on Nomura Holdings Inc.
FCA cancels Startrader Pro Limited’s permission to carry on regulated activities
The UK Financial Conduct Authority (FCA) today issued Final Notice regarding Startrader Pro Limited.
CySEC imposes fines of €100k on Titanedge Securities
The Cyprus Securities and Exchange Commission (CySEC) today announced the imposition of fines totalling €100,000 on Titanedge Securities Ltd.
FCA revokes bans on Colin Bermingham, Philippe Moryoussef, Jonathan Mathew and Christian Bittar
The FCA has reviewed its regulatory action against individuals whose convictions have recently been overturned by the Court of Appeal.
ASIC bans former MWL financial adviser Pardeep Singh for four years
ASIC has banned former MWL Financial Services Pty Ltd financial adviser Pardeep Singh from providing any financial services for four years.
Italy’s CONSOB orders blocking of 10 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 10 unauthorized investment websites.
LEADING BROKERS
LATEST NEWS
DTCC Tokenization Service goes live
October 28, 2026
Barchart’s AI assistant Carl becomes available directly inside of WhatsApp
October 28, 2026
Bloomberg unveils BQuant Assistant
October 28, 2026
Spotware Systems partners with Dubai-based fintech company Techysquad
October 28, 2026
LME issues statement on tech disruptions with certain of its downstream processing systems
October 28, 2026
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Regulatory News
ASIC cancels licence of financial adviser Kyle Clifford Frost
ASIC has cancelled the Australian financial services (AFS) licence of NSW financial adviser Kyle Clifford Frost (AFS licence number 543780).
FINRA fines Goldman Sachs for alleged rule violations
The Financial Industry Regulatory Authority (FINRA) has fined Goldman Sachs & Co. LLC for alleged rule violations.
German watchdog imposes €320k fine on Nomura Holdings
The German Federal Financial Supervisory Authority (Bafin) today announced it has imposed an administrative fine amounting to €320,000 on Nomura Holdings Inc.
FCA cancels Startrader Pro Limited’s permission to carry on regulated activities
The UK Financial Conduct Authority (FCA) today issued Final Notice regarding Startrader Pro Limited.
CySEC imposes fines of €100k on Titanedge Securities
The Cyprus Securities and Exchange Commission (CySEC) today announced the imposition of fines totalling €100,000 on Titanedge Securities Ltd.
FCA revokes bans on Colin Bermingham, Philippe Moryoussef, Jonathan Mathew and Christian Bittar
The FCA has reviewed its regulatory action against individuals whose convictions have recently been overturned by the Court of Appeal.
ASIC bans former MWL financial adviser Pardeep Singh for four years
ASIC has banned former MWL Financial Services Pty Ltd financial adviser Pardeep Singh from providing any financial services for four years.
Italy’s CONSOB orders blocking of 10 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 10 unauthorized investment websites.
Regulatory News
LEADING BROKERS
LATEST NEWS
- DTCC Tokenization Service goes live
October 28, 2026 - Barchart’s AI assistant Carl becomes available directly inside of WhatsApp
October 28, 2026 - Bloomberg unveils BQuant Assistant
October 28, 2026 - Spotware Systems partners with Dubai-based fintech company Techysquad
October 28, 2026 - LME issues statement on tech disruptions with certain of its downstream processing systems
October 28, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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