FCA publishes The Mills Review: impact of AI on retail financial services
Retail financial services are moving from human-led, towards AI-enabled, continuous and delegated services.
Gerald Segal
AI in financial services, FCA, featured, The Mills Review
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Retail financial services are moving from human-led, towards AI-enabled, continuous and delegated services.
Maria Nikolova
featured, SFC, Yuanta Securities
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The SFC has suspended the licence of Mr Wong Tim Hi (also known as Timmy Wong), a former licensed representative of Yuanta Securities (Hong Kong) Company Limited.
Maria Nikolova
Consob, featured, websites blocked
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Italy’s Companies and Exchange Commission (CONSOB) today announced that it has ordered the blocking of access to six unauthorized investment websites.
Gerald Segal
binary options, ESMA, event contracts, featured, prediction markets
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The EU banned all binary options from being marketed and sold to retail traders back in 2018.
Maria Nikolova
cyber incident, featured, FINRA, NGINX
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The Financial Industry Regulatory Authority (FINRA) has warned firms of a security vulnerability that poses potentially severe risks to organizations using NGINX products.
Maria Nikolova
FCA, featured
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The UK Financial Conduct Authority (FCA) is proposing to simplify how platforms, advisers and wealth managers communicate the costs of investing.
Maria Nikolova
ESMA, featured, Moody's
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ESMA, the EU’s financial markets regulator and supervisor, has fined Moody’s Deutschland GmbH (Moody’s Germany) a total of EUR 2,145,000.
Maria Nikolova
ASIC, DDO, featured, Stratfund
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ASIC has made interim stop orders against two products offered under the Australian Fixed Income Fund (Fund) operated by Stratfund Limited.
LATEST NEWS
FX week in review: HTFX closes, UEXO hiring spree, IC and eToro rebrand, IG restructures, Saxo Bank founder exits
Admirals Group to effect early redemption of subordinated bonds
BoE, PRA and FCA to begin overseeing Critical Third Parties
CME Group Benchmark Administration to launch RFR Select20 on Premium market data channel
Circle obtains final OCC approval to set up national trust bank FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Gerald Segal
AI in financial services, FCA, featured, The Mills Review
0 Comments
Retail financial services are moving from human-led, towards AI-enabled, continuous and delegated services.
Maria Nikolova
featured, SFC, Yuanta Securities
0 Comments
The SFC has suspended the licence of Mr Wong Tim Hi (also known as Timmy Wong), a former licensed representative of Yuanta Securities (Hong Kong) Company Limited.
Maria Nikolova
Consob, featured, websites blocked
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has ordered the blocking of access to six unauthorized investment websites.
Gerald Segal
binary options, ESMA, event contracts, featured, prediction markets
0 Comments
The EU banned all binary options from being marketed and sold to retail traders back in 2018.
Maria Nikolova
cyber incident, featured, FINRA, NGINX
0 Comments
The Financial Industry Regulatory Authority (FINRA) has warned firms of a security vulnerability that poses potentially severe risks to organizations using NGINX products.
Maria Nikolova
FCA, featured
0 Comments
The UK Financial Conduct Authority (FCA) is proposing to simplify how platforms, advisers and wealth managers communicate the costs of investing.
Maria Nikolova
ESMA, featured, Moody's
0 Comments
ESMA, the EU’s financial markets regulator and supervisor, has fined Moody’s Deutschland GmbH (Moody’s Germany) a total of EUR 2,145,000.
Maria Nikolova
ASIC, DDO, featured, Stratfund
0 Comments
ASIC has made interim stop orders against two products offered under the Australian Fixed Income Fund (Fund) operated by Stratfund Limited.
LATEST NEWS
FX week in review: HTFX closes, UEXO hiring spree, IC and eToro rebrand, IG restructures, Saxo Bank founder exits
Admirals Group to effect early redemption of subordinated bonds
BoE, PRA and FCA to begin overseeing Critical Third Parties
CME Group Benchmark Administration to launch RFR Select20 on Premium market data channel
Circle obtains final OCC approval to set up national trust bank FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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