Crypto prime broker LTP gets Australia ASIC AFS license
The AFSL authorization enables LTP to provide regulated financial product advice and dealing services for wholesale clients.
AFS license
Australian regulator cancels AFS licence of Red Panda Future Wealth
ASIC has cancelled the Australian financial services (AFS) licence of Red Panda Future Wealth Pty Ltd (formerly, Capital Financial Planning WA Pty Ltd).
ASIC suspends license of Edisons Global
ASIC has suspended the Australian financial services (AFS) licence of fund manager Edisons Global Pty Ltd.
ASIC cancels AFS licence of Prospero Markets
ASIC has cancelled the Australian financial services (AFS) licence of over-the-counter derivatives issuer, Prospero Markets.
ASIC cancels license of United Global Capital, bans director for 10 years
ASIC has cancelled the Australian financial services licence of Mr Hewish’s company, United Global Capital Pty Ltd (UGC).
ASIC calls on AFS licensees to check records on Financial Advisers Register
ASIC is calling on AFS licensees to assess the accuracy of records about their financial advisers on the Financial Advisers Register.
Australian regulator suspends AFS license of Airrails for three months
ASIC has suspended the Australian financial services (AFS) licence of Airrails Pty Ltd for three months.
ASIC cancels AFS license of Octillion Partners
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Octillion Partners.
ASIC cancels AFS licence of Crown Wealth Group
ASIC has cancelled the Australian financial services licence (AFS) of Crown Wealth Group Pty Ltd.
Prospero Markets has its ASIC AFS license suspended
Prospero Markets is an Australia based broker which services mainly Chinese speaking clients, both in Australia and across the Far East.
