CFTC, featured, Yas Castellum
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The consent order requires Brisco to pay a $350,000 civil monetary penalty and $1.65 million restitution to victims.
CFTC, featured, Nomura
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The US Government seeks to intervene in the lawsuit brought by the CFTC against John Patrick Gorman III.
CFTC, featured, National Coin Broker, Precious Commodities, Ross Baldwin
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The Commodity Futures Trading Commission (CFTC) has provided an update to the status of its case against Precious Commodities Inc.
CFTC, featured, forex fraud, NOLA FX
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The Commodity Futures Trading Commission (CFTC) has filed a lawsuit against NOLA FX Capital, Meteor LLC, and Michael DePetrillo.
CFTC, featured, Regal Assets
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Under the terms of the orders, the defendants are required to pay, jointly and severally, over $21.9 million in restitution.
CFTC, featured, SimTradePro
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The CFTC today announced a civil enforcement action against SimTradePro Inc. and its founder, Robert L. Adams.
CFTC, CME, Taishin Securities, wash sales
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The Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against Taishin Securities Co., Ltd
BGC, CFTC, featured, GFI
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The orders require BGC SEF to pay a $750,000 civil monetary penalty, and GFI SEF to pay a $550,000 civil monetary penalty.
CFTC, featured, Tradition SEF
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CFTC orders Tradition SEF LLC to pay $875,000 for system safeguards violations and failing to provide records promptly during examination.
Barclays, CFTC, featured
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The CFTC today announced an order filing and simultaneously settling charges against Barclays Bank.
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