UK Financial Services Compensation Scheme now open to claims against ESE Capital
The UK Financial Services Compensation Scheme (FSCS) is now open to claims against ESE Capital.
Regulatory News
Regulatory News
HK watchdog imposes $2.8M fine on Bright Smart Securities International (H.K.) Limited
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Bright Smart Securities International (H.K.) Limited (BSSIHK) $2.8 million.
FCA issues prohibition order against Dharmendra Devji Solanki
The UK Financial Conduct Authority (FCA) has issued a prohibition order against Dharmendra Devji Solanki.
HK watchdog imposes $1.7M fine on Victory Securities Company Limited for regulatory breaches
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Victory Securities Company Limited $1.7 million for regulatory breaches.
Italy’s CONSOB blocks 24 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 24 unauthorized websites.
ASIC bans former NextGen Financial Group directors Nicholas Brookes and Vitorio Turco for three years
ASIC has banned former NextGen Financial Group Pty Ltd directors Nicholas Duncan Jeremy Brookes and Vitorio Vincenzo Turco.
Google hit with $1 billion EU fine under Digital Markets Act
Google has proposed and started testing changes to how it presents shopping ads and content related services, such as sports.
FINRA fines Brown Associates for alleged rule violations
Brown Associates, Inc has agreed to pay a fine of $30,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
LEADING BROKERS
LATEST NEWS
Alpaca Derivatives registers as futures commission merchant with CFTC, becomes NFA member
August 17, 2026
European ETF Flows Defy the Tech Pullback — What Investors Are Really Betting On in 2026
August 17, 2026
HKEX Board approves renewal of employment contract of CEO Bonnie Y Chan
August 17, 2026
Ingenico secures €150 million in new capital led by PIMCO
August 17, 2026
Clearstream to participate in Eurosystem’s Pontes testing program
August 17, 2026
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Regulatory News
UK Financial Services Compensation Scheme now open to claims against ESE Capital
The UK Financial Services Compensation Scheme (FSCS) is now open to claims against ESE Capital.
HK watchdog imposes $2.8M fine on Bright Smart Securities International (H.K.) Limited
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Bright Smart Securities International (H.K.) Limited (BSSIHK) $2.8 million.
FCA issues prohibition order against Dharmendra Devji Solanki
The UK Financial Conduct Authority (FCA) has issued a prohibition order against Dharmendra Devji Solanki.
HK watchdog imposes $1.7M fine on Victory Securities Company Limited for regulatory breaches
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Victory Securities Company Limited $1.7 million for regulatory breaches.
Italy’s CONSOB blocks 24 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 24 unauthorized websites.
ASIC bans former NextGen Financial Group directors Nicholas Brookes and Vitorio Turco for three years
ASIC has banned former NextGen Financial Group Pty Ltd directors Nicholas Duncan Jeremy Brookes and Vitorio Vincenzo Turco.
Google hit with $1 billion EU fine under Digital Markets Act
Google has proposed and started testing changes to how it presents shopping ads and content related services, such as sports.
FINRA fines Brown Associates for alleged rule violations
Brown Associates, Inc has agreed to pay a fine of $30,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Regulatory News
LEADING BROKERS
LATEST NEWS
- Alpaca Derivatives registers as futures commission merchant with CFTC, becomes NFA member
August 17, 2026 - European ETF Flows Defy the Tech Pullback — What Investors Are Really Betting On in 2026
August 17, 2026 - HKEX Board approves renewal of employment contract of CEO Bonnie Y Chan
August 17, 2026 - Ingenico secures €150 million in new capital led by PIMCO
August 17, 2026 - Clearstream to participate in Eurosystem’s Pontes testing program
August 17, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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