Maria Nikolova
featured, NFA, Rimar Capital
0 Comments
The National Futures Association (NFA) has ordered Rimar Capital Limited Partnership not to reapply for NFA membership or act as a principal of an NFA Member.
Maria Nikolova
featured, FINRA, Nomura Securities
0 Comments
Nomura Securities International, Inc. (NSI) has agreed to pay a fine of $625,000 as a part of a settlement with FINRA.
Maria Nikolova
AFS licence, ASIC, featured, Ivy League Capital
0 Comments
The Australian Securities and Investments Commission (ASIC) has cancelled the AFS licence of Ivy League Capital Pty Ltd.
Maria Nikolova
CySEC, featured, SQ Sey
0 Comments
The Cyprus Securities and Exchange Commission (CySEC) today announced a €50,000 settlement with SQ Sey Ltd.
Maria Nikolova
Alexander Mashinsky, Celsius Network, CFTC, featured
0 Comments
The Commodity Futures Trading Commission (CFTC) has asked the Court for a period of 90 days to negotiate a settlement with Alexander Mashinsky.
Maria Nikolova
Bafin, featured, Tradegate
0 Comments
The German Federal Financial Supervisory Authority (BaFin) has issued an order directing Tradegate to comply with additional capital requirements.
Maria Nikolova
featured, FINRA, Oakwood Capital Securities
0 Comments
Oakwood Capital Securities has agreed to pay a fine of $20,000 as a part of a settlement with FINRA.
Maria Nikolova
CySEC, featured
0 Comments
The Cyprus Securities and Exchange Commission (CySEC) today announced a €30,000 settlement with ASPIDE TECHNOLOGIES LTD.
LEADING BROKERS
LATEST NEWS
IC Markets named Official FX Trading Partner of MoneyGram Haas F1 Team 
FX week in review: OANDA sale finalized, new CEOs, eToro share sales begin, Plus500 enters Event Contracts 
Navaid Financial Services to pay $35k fine to settle with FINRA 
StoneX gets a slap on the wrist for alleged CME rule violations 
Irish c-bank launches Access to Cash consultation 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
featured, NFA, Rimar Capital
0 Comments
The National Futures Association (NFA) has ordered Rimar Capital Limited Partnership not to reapply for NFA membership or act as a principal of an NFA Member.
Maria Nikolova
featured, FINRA, Nomura Securities
0 Comments
Nomura Securities International, Inc. (NSI) has agreed to pay a fine of $625,000 as a part of a settlement with FINRA.
Maria Nikolova
AFS licence, ASIC, featured, Ivy League Capital
0 Comments
The Australian Securities and Investments Commission (ASIC) has cancelled the AFS licence of Ivy League Capital Pty Ltd.
Maria Nikolova
CySEC, featured, SQ Sey
0 Comments
The Cyprus Securities and Exchange Commission (CySEC) today announced a €50,000 settlement with SQ Sey Ltd.
Maria Nikolova
Alexander Mashinsky, Celsius Network, CFTC, featured
0 Comments
The Commodity Futures Trading Commission (CFTC) has asked the Court for a period of 90 days to negotiate a settlement with Alexander Mashinsky.
Maria Nikolova
Bafin, featured, Tradegate
0 Comments
The German Federal Financial Supervisory Authority (BaFin) has issued an order directing Tradegate to comply with additional capital requirements.
Maria Nikolova
featured, FINRA, Oakwood Capital Securities
0 Comments
Oakwood Capital Securities has agreed to pay a fine of $20,000 as a part of a settlement with FINRA.
Maria Nikolova
CySEC, featured
0 Comments
The Cyprus Securities and Exchange Commission (CySEC) today announced a €30,000 settlement with ASPIDE TECHNOLOGIES LTD.
LEADING BROKERS
LATEST NEWS
IC Markets named Official FX Trading Partner of MoneyGram Haas F1 Team FX week in review: OANDA sale finalized, new CEOs, eToro share sales begin, Plus500 enters Event Contracts Navaid Financial Services to pay $35k fine to settle with FINRA StoneX gets a slap on the wrist for alleged CME rule violations Irish c-bank launches Access to Cash consultation 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
Recent Comments