CySEC extends further FTX license suspension
CySEC announces that the suspension of the authorisation of the Cyprus Investment Firm FTX (EU) Ltd is extended until September 30, 2024.
CySEC announces that the suspension of the authorisation of the Cyprus Investment Firm FTX (EU) Ltd is extended until September 30, 2024.
Instead of trading pool participant funds as promised, Nawabi misappropriated the pool participants’ money for his own personal benefit.
On April 12, 2024, the Securities and Exchange Commission (SEC) obtained a final judgment against defendant Scott Lindell.
ASIC News/ CEO News/ Regulatory News
Executive Director of Regulation and Supervision Greg Yanco will be appointed as ASIC’s Interim CEO effective 1 June 2024.
Barclays Capital Inc has agreed to pay a fine of $700,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
The Securities and Exchange Commission (SEC) today announced settled charges against five registered investment advisers for Marketing Rule violations.
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of seven new websites that offer financial services illegally.
NFA has ordered 50.ai Investments LLC, a former NFA Member commodity pool operator and Forex firm, not to reapply for membership
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CySEC announces that the suspension of the authorisation of the Cyprus Investment Firm FTX (EU) Ltd is extended until September 30, 2024.
Instead of trading pool participant funds as promised, Nawabi misappropriated the pool participants’ money for his own personal benefit.
On April 12, 2024, the Securities and Exchange Commission (SEC) obtained a final judgment against defendant Scott Lindell.
ASIC News/ CEO News/ Regulatory News
Executive Director of Regulation and Supervision Greg Yanco will be appointed as ASIC’s Interim CEO effective 1 June 2024.
Barclays Capital Inc has agreed to pay a fine of $700,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
The Securities and Exchange Commission (SEC) today announced settled charges against five registered investment advisers for Marketing Rule violations.
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of seven new websites that offer financial services illegally.
NFA has ordered 50.ai Investments LLC, a former NFA Member commodity pool operator and Forex firm, not to reapply for membership
LATEST NEWS
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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