FCA issues final notice as to convicted fraudster John Burford
The UK Financial Conduct Authority (FCA) has issued a final notice as to John Charles Burford.
Regulatory News
Regulatory News
Carlo Comporti to assume role of ESMA Chair
The European Securities and Markets Authority (ESMA) today announced that Carlo Comporti has been appointed as its next Chair.
Italy’s CONSOB blocks websites of FXPepper and Tradoxium
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has ordered the blocking of four unauthorized investment websites.
FCA consults on changes to retail investment fund rules
The UK Financial Conduct Authority (FCA) has set out clearer expectations for asset managers about long-term investments, such as property.
Swiss financial regulator adopts partially revised rules for video and online identification
The Swiss Financial Market Supervisory Authority (FINMA) has partially revised its practice in Circular 2016/7 “Video and online identification”.
BaFin fines abcfinance for reporting deficiencies
The German Federal Financial Supervisory Authority (BaFin) today announced that it has imposed fines totaling €90,000 on abcfinance GmbH.
SEC charges Kalder, its founder with allegedly defrauding investors in $6.7M securities offering
The Securities and Exchange Commission (SEC) today announced that it filed a partially-settled action against New York-based fintech start-up Kalder Inc.
ASIC launches civil penalty proceedings against former financial adviser Osama Saad
ASIC has commenced civil penalty proceedings against former financial adviser Osama Saad, alleging he carried out schemes to avoid conflicted remuneration laws.
LEADING BROKERS
LATEST NEWS
AEGIS appoints Jay Graham to its BoD
October 28, 2026
DTCC Tokenization Service goes live
October 28, 2026
Barchart’s AI assistant Carl becomes available directly inside of WhatsApp
October 28, 2026
Bloomberg unveils BQuant Assistant
October 28, 2026
Spotware Systems partners with Dubai-based fintech company Techysquad
October 28, 2026
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Regulatory News
FCA issues final notice as to convicted fraudster John Burford
The UK Financial Conduct Authority (FCA) has issued a final notice as to John Charles Burford.
Carlo Comporti to assume role of ESMA Chair
The European Securities and Markets Authority (ESMA) today announced that Carlo Comporti has been appointed as its next Chair.
Italy’s CONSOB blocks websites of FXPepper and Tradoxium
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has ordered the blocking of four unauthorized investment websites.
FCA consults on changes to retail investment fund rules
The UK Financial Conduct Authority (FCA) has set out clearer expectations for asset managers about long-term investments, such as property.
Swiss financial regulator adopts partially revised rules for video and online identification
The Swiss Financial Market Supervisory Authority (FINMA) has partially revised its practice in Circular 2016/7 “Video and online identification”.
BaFin fines abcfinance for reporting deficiencies
The German Federal Financial Supervisory Authority (BaFin) today announced that it has imposed fines totaling €90,000 on abcfinance GmbH.
SEC charges Kalder, its founder with allegedly defrauding investors in $6.7M securities offering
The Securities and Exchange Commission (SEC) today announced that it filed a partially-settled action against New York-based fintech start-up Kalder Inc.
ASIC launches civil penalty proceedings against former financial adviser Osama Saad
ASIC has commenced civil penalty proceedings against former financial adviser Osama Saad, alleging he carried out schemes to avoid conflicted remuneration laws.
Regulatory News
LEADING BROKERS
LATEST NEWS
- AEGIS appoints Jay Graham to its BoD
October 28, 2026 - DTCC Tokenization Service goes live
October 28, 2026 - Barchart’s AI assistant Carl becomes available directly inside of WhatsApp
October 28, 2026 - Bloomberg unveils BQuant Assistant
October 28, 2026 - Spotware Systems partners with Dubai-based fintech company Techysquad
October 28, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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