Richard Faithfull gets additional 499 days in prison for failing to fully pay money owed under Confiscation Order
Richard Faithfull, a convicted money launderer, has been sentenced to an additional 499 days in prison.
Regulatory News
Regulatory News
FINRA imposes $100k fine on IFP Securities
IFP Securities, LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
HK watchdog obtains disqualification orders against former directors of China Candy
The SFC of Hong Kong has obtained disqualification orders with durations of up to 33 months in the Court of First Instance against four former directors of China Candy.
Italian regulator orders blocking of 23 crypto websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 23 crypto websites.
FINRA imposes $550k fine on Blue Ocean ATS
Blue Ocean ATS has agreed to pay a fine of $550,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
SEC brings charges against 21 Individuals in connection with alleged insider trading scheme
The Securities and Exchange Commission (SEC) today charged 21 individuals for their alleged involvement in a decade-long insider trading scheme.
Liquidnet agrees to pay $250k fine to settle with FINRA
Liquidnet, Inc has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $250k fine on Oppenheimer & Co for alleged rule violations
Oppenheimer & Co. Inc has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
LEADING BROKERS
LATEST NEWS
ICE ETF Hub secures regulatory approval to expand operations in Europe and Australia
May 26, 2026
Interactive Brokers updates TWS API
May 26, 2026
Andrew Lane takes over as CEO of MarketReader
May 26, 2026
HK regulator bans Nerico Brothers’s former director Paul Wan Kai Leung for life
May 26, 2026
Marqeta collaborates with Banking Circle to expand its account and money movement tools in Europe
May 26, 2026
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Regulatory News
Richard Faithfull gets additional 499 days in prison for failing to fully pay money owed under Confiscation Order
Richard Faithfull, a convicted money launderer, has been sentenced to an additional 499 days in prison.
FINRA imposes $100k fine on IFP Securities
IFP Securities, LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
HK watchdog obtains disqualification orders against former directors of China Candy
The SFC of Hong Kong has obtained disqualification orders with durations of up to 33 months in the Court of First Instance against four former directors of China Candy.
Italian regulator orders blocking of 23 crypto websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 23 crypto websites.
FINRA imposes $550k fine on Blue Ocean ATS
Blue Ocean ATS has agreed to pay a fine of $550,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
SEC brings charges against 21 Individuals in connection with alleged insider trading scheme
The Securities and Exchange Commission (SEC) today charged 21 individuals for their alleged involvement in a decade-long insider trading scheme.
Liquidnet agrees to pay $250k fine to settle with FINRA
Liquidnet, Inc has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $250k fine on Oppenheimer & Co for alleged rule violations
Oppenheimer & Co. Inc has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Regulatory News
LEADING BROKERS
LATEST NEWS
- ICE ETF Hub secures regulatory approval to expand operations in Europe and Australia
May 26, 2026 - Interactive Brokers updates TWS API
May 26, 2026 - Andrew Lane takes over as CEO of MarketReader
May 26, 2026 - HK regulator bans Nerico Brothers’s former director Paul Wan Kai Leung for life
May 26, 2026 - Marqeta collaborates with Banking Circle to expand its account and money movement tools in Europe
May 26, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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