SEC announces settled order for insider trading charges related to Chimerix acquisition
The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Maria Nikolova
Chimerix, insider trading, SEC
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The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Gerald Segal
CSA Canada, featured, ramp and dump, ramp-and-dump scam
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Ramp and dump schemes involve coordinated efforts by fraudsters to take control of low-priced or thinly traded stocks.
Maria Nikolova
Denmark FSA, featured, FSA, Nasdaq Copenhagen
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The Danish Financial Supervisory Authority (FSA) conducted an inspection of Nasdaq Copenhagen A/S in November and December 2025.
Maria Nikolova
ASIC, BSF Solutions, Cigno Australia, featured
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The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
Maria Nikolova
featured, FINRA, Peter Rosten, The Vertical Group
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Peter M. Rosten has agreed to pay a fine of $25,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Brentwood, featured, FINRA
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Brentwood Capital Advisors LLC has agreed to pay a fine of $45,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Algo Capital, CFTC, featured, Fortini
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Fortini, while serving as an executive with Algo Capital LLC, misappropriated customer funds and made numerous misrepresentations.
Maria Nikolova
featured, FINRA, Wells Fargo Clearing Services
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Wells Fargo Clearing Services, LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
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Maria Nikolova
Chimerix, insider trading, SEC
0 Comments
The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Gerald Segal
CSA Canada, featured, ramp and dump, ramp-and-dump scam
0 Comments
Ramp and dump schemes involve coordinated efforts by fraudsters to take control of low-priced or thinly traded stocks.
Maria Nikolova
Denmark FSA, featured, FSA, Nasdaq Copenhagen
0 Comments
The Danish Financial Supervisory Authority (FSA) conducted an inspection of Nasdaq Copenhagen A/S in November and December 2025.
Maria Nikolova
ASIC, BSF Solutions, Cigno Australia, featured
0 Comments
The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
Maria Nikolova
featured, FINRA, Peter Rosten, The Vertical Group
0 Comments
Peter M. Rosten has agreed to pay a fine of $25,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Brentwood, featured, FINRA
0 Comments
Brentwood Capital Advisors LLC has agreed to pay a fine of $45,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Algo Capital, CFTC, featured, Fortini
0 Comments
Fortini, while serving as an executive with Algo Capital LLC, misappropriated customer funds and made numerous misrepresentations.
Maria Nikolova
featured, FINRA, Wells Fargo Clearing Services
0 Comments
Wells Fargo Clearing Services, LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
LATEST NEWS
Robinhood shares drop 7% after revenues fall 17% to $1.07B in slow Q1 2026
CFTC files lawsuit against Wisconsin in response to state’s legal action against Kalshi, Polymarket, Crypto.com, Robinhood, and Coinbase
XTB revenues soar 79% to $301M in record Q1 2026, profit tops $147M
Admiral Markets AS has its Estonian investment firm license revoked following strategic restructuring
Kraken’s xStocks integrates with CoinRoutes to accelerate institutional multi-asset trading of tokenized equities FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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