Without admitting or denying the findings, Citadel Securities consented to a cease-and-desist order imposing a censure and a $7 million penalty.
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Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Marex today announced that it has agreed to acquire Cowen’s legacy prime brokerage and outsourced trading business.
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
CoinShares International Limited today announced the launch of its hedge fund division, CoinShares Hedge Fund Solutions.
Deutsche Börse now holds approximately 94 per cent of all SimCorp shares (excluding SimCorp’s treasury shares).
The SEC has brought an action to enjoin Empirex Capital LLC and its principal, Rafael Alberto Vargas Gonzalez.
Tokyo Stock Exchange, Inc. (TSE) and Broadridge today announced the start of providing direct connection between CONNEQTOR and Xilix.
Electronic trading major Interactive Brokers has rolled out Version 0.03 of the recently introduced IBKR Desktop platform.
The Western Union Company (NYSE:WU) has announced that Suzy Deering has been appointed to the Company’s Board of Directors.