FINRA fines Flow Traders U.S. Institutional Trading for alleged reporting deficiencies
Flow Traders U.S. Institutional Trading LLC has agreed to pay a fine of $75,000 as a part of a settlement with FINRA.
Flow Traders U.S. Institutional Trading LLC has agreed to pay a fine of $75,000 as a part of a settlement with FINRA.
International derivatives marketplace CME Group has issued a notice regarding sports-related Event Contract Swaps.
Paxos has received approval to convert its NYDFS limited purpose trust charter to a national trust charter overseen by the OCC.
Circle has received conditional approval from the Office of the Comptroller of the Currency (OCC) to establish a national trust bank.
Public.com has rolled out an update that gives traders more visibility — and more control — over how their stock and ETF orders are routed.
The Cyprus Securities and Exchange Commission (CySEC) today announced a settlement with Cyprus investment firm (CIF) UBK Markets Ltd.
OANDA Japan Inc, a subsidiary of online broker OANDA Corporation, will implement mandatory multi-factor authentication for withdrawals.
The FCA has fined Nationwide Building Society £44 million for inadequate anti-financial crime systems and controls.
Effective Monday, December 29, shortly after 10 a.m. London time, CME Group and CF Benchmarks will launch additional cryptocurrency pricing products.
The London Metal Exchange (LME) and LME Clear Limited seek the views of Members and other interested parties.