Citadel Securities, featured, regulation sho, SEC
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Without admitting or denying the findings, Citadel Securities consented to a cease-and-desist order imposing a censure and a $7 million penalty.
featured, Goldman Sachs, SEC
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Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Marex today announced that it has agreed to acquire Cowen’s legacy prime brokerage and outsourced trading business.
CME fine, featured, GFI Securities, NYMEX
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GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
Coinshares, featured
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CoinShares International Limited today announced the launch of its hedge fund division, CoinShares Hedge Fund Solutions.
Deutsche Börse, Simcorp
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Deutsche Börse now holds approximately 94 per cent of all SimCorp shares (excluding SimCorp’s treasury shares).
Empirex Capital, featured, SEC
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The SEC has brought an action to enjoin Empirex Capital LLC and its principal, Rafael Alberto Vargas Gonzalez.
Broadridge, CONNEQTOR, TSE, Xilix
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Tokyo Stock Exchange, Inc. (TSE) and Broadridge today announced the start of providing direct connection between CONNEQTOR and Xilix.
featured, IBKR Desktop, Interactive Brokers
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Electronic trading major Interactive Brokers has rolled out Version 0.03 of the recently introduced IBKR Desktop platform.
Suzy Deering, Western Union, Western Union Board
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The Western Union Company (NYSE:WU) has announced that Suzy Deering has been appointed to the Company’s Board of Directors.
