Goldman Sachs to pay $6M in penalties to SEC for providing deficient blue sheet data
Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Marex today announced that it has agreed to acquire Cowen’s legacy prime brokerage and outsourced trading business.
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
Architect Financial Technologies, Inc today announced its expansion into derivatives brokerage services.
ICE Futures US has announced settlement of charges against Goldman Sachs International and Goldman Sachs & Co. LLC.
Danmarks Nationalbank is now actively trading and centrally clearing repo transactions at Eurex.
StoneX failed to implement procedures to ensure that its PTMMMs were accurate.
Between July 2016 and May 2023, ICAP inaccurately reported to the Trade Reporting and Compliance Engine (TRACE) approximately 600,000 transactions.
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Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Marex today announced that it has agreed to acquire Cowen’s legacy prime brokerage and outsourced trading business.
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
Architect Financial Technologies, Inc today announced its expansion into derivatives brokerage services.
ICE Futures US has announced settlement of charges against Goldman Sachs International and Goldman Sachs & Co. LLC.
Danmarks Nationalbank is now actively trading and centrally clearing repo transactions at Eurex.
StoneX failed to implement procedures to ensure that its PTMMMs were accurate.
Between July 2016 and May 2023, ICAP inaccurately reported to the Trade Reporting and Compliance Engine (TRACE) approximately 600,000 transactions.
LATEST NEWS
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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