SpeedRoute to pay $600k fine to settle SEC charges
The Securities and Exchange Commission (SEC) has announced settled charges against SpeedRoute LLC.
Maria Nikolova SEC, SpeedRoute 0 Comments
The Securities and Exchange Commission (SEC) has announced settled charges against SpeedRoute LLC.
Institutional News/ TP ICAP News
ICAP, part of the TP ICAP Group, today announced the launch of a new Copenhagen-based Dry Bulk Commodities Desk.
The Securities and Exchange Commission today announced settled charges against broker-dealer Liquidnet Inc.
Sucden Financial today announced that it has opened a European office to meet the growing demand for its services.
A near-record November, buoyed by post-US election currency volatility, gave way to a holiday season slowdown in the last month of 2024.
Jefferies LLC has agreed to pay a $37,200 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
MUFG Bank will acquire 100% of shares of MUFG Securities EMEA plc, MUFG Securities Asia Limited, and MUFG Securities (Canada), Ltd.
J.P. Morgan Securities LLC has agreed to pay a fine of $3 million as a part of a settlement with FINRA.
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The Securities and Exchange Commission (SEC) has announced settled charges against SpeedRoute LLC.
Institutional News/ TP ICAP News
ICAP, part of the TP ICAP Group, today announced the launch of a new Copenhagen-based Dry Bulk Commodities Desk.
The Securities and Exchange Commission today announced settled charges against broker-dealer Liquidnet Inc.
Sucden Financial today announced that it has opened a European office to meet the growing demand for its services.
A near-record November, buoyed by post-US election currency volatility, gave way to a holiday season slowdown in the last month of 2024.
Jefferies LLC has agreed to pay a $37,200 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
MUFG Bank will acquire 100% of shares of MUFG Securities EMEA plc, MUFG Securities Asia Limited, and MUFG Securities (Canada), Ltd.
J.P. Morgan Securities LLC has agreed to pay a fine of $3 million as a part of a settlement with FINRA.
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FNG NEWSLETTER
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