The new advisory provides potential investors with eight cautionary tips about the risks of trading OTC forex.
The CFTC added another 34 unregistered foreign entities to its Registration Deficient List (RED List).
The Commodity Futures Trading Commission (CFTC) has dropped its lawsuit against John David McAfee due to his death.
The CFTC has secured entries of default against Damian Castilla, Five Traders LLC, and DCAST Capital Investments.
The order requires David Seibert to pay $10.8 million in restitution to victims of his scheme and to pay a $2.3 million fine.
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
The CFTC pushes for summary judgment against John H. Won and Tae Hung Kang a/k/a Kevin Kang, the individuals behind ForexNPower.
The “Wells Notice” relates to certain alleged violations by NFX of provisions of the Commodity Exchange Act and CFTC rules.
The order requires Interactive Brokers to cease and desist from violating the CFTC regulation addressing supervision.
The CFTC filed a civil enforcement action against Cornelius Johannes Steynberg and Mirror Trading International Proprietary Limited (MTI).