Classic Energy LLC, kickbacks, Lee Tippett, nonpublic information
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Lee Tippett, a former energy broker with Classic Energy LLC, paid kickbacks to a trader employed by one of Classic’s brokerage customers.
featured, forex fraud, offshore fx brokers
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The new advisory provides potential investors with eight cautionary tips about the risks of trading OTC forex.
The CFTC added another 34 unregistered foreign entities to its Registration Deficient List (RED List).
featured, John McAfee
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The Commodity Futures Trading Commission (CFTC) has dropped its lawsuit against John David McAfee due to his death.
DCAST, featured, Five Traders LLC
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The CFTC has secured entries of default against Damian Castilla, Five Traders LLC, and DCAST Capital Investments.
David Seibert, featured
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The order requires David Seibert to pay $10.8 million in restitution to victims of his scheme and to pay a $2.3 million fine.
Archegos, Archegos Capital Management, featured
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Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
featured, forex fraud, ForexNPower, GNS Capital, Safety Capital
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The CFTC pushes for summary judgment against John H. Won and Tae Hung Kang a/k/a Kevin Kang, the individuals behind ForexNPower.
Nasdaq Futures, NFX, Wells Notice
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The “Wells Notice” relates to certain alleged violations by NFX of provisions of the Commodity Exchange Act and CFTC rules.
featured, IBKR, Interactive Brokers
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The order requires Interactive Brokers to cease and desist from violating the CFTC regulation addressing supervision.
