CFTC, featured, SimTradePro
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The CFTC today announced a civil enforcement action against SimTradePro Inc. and its founder, Robert L. Adams.
BGC, CFTC, featured, GFI
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The orders require BGC SEF to pay a $750,000 civil monetary penalty, and GFI SEF to pay a $550,000 civil monetary penalty.
CFTC, featured, Tradition SEF
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CFTC orders Tradition SEF LLC to pay $875,000 for system safeguards violations and failing to provide records promptly during examination.
Barclays, CFTC, featured
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The CFTC today announced an order filing and simultaneously settling charges against Barclays Bank.
CFTC, featured, Magestic World Wide, Michael Staryk
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The Commodity Futures Trading Commission (CFTC) has filed a lawsuit against Michael Frederick Staryk at the Connecticut District Court.
CFTC, featured, OLam Group
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The Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against Olam Group Ltd.
CFTC, featured, forex fraud, Rudy Avila
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The CFTC secures Court orders against Rudy Avila, L.I.F.T. Group, Trading Ventures Group, Capital Ventures Group, and Ventures Group.
The Commodity Futures Trading Commission filed charges against four entities for failing to register as futures commission merchants.
CFTC, CIBC, featured
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The CFTC today issued an order simultaneously filing and settling charges with Canadian Imperial Bank of Commerce (CIBC).
The order requires Ichioka to pay $31 million in restitution to defrauded victims and a $5 million civil monetary penalty.
