ASIC permanently bans former financial adviser Aristotle Papapavlou
ASIC has permanently banned Aristotle Papapavlou from involvement in a financial services business and engaging in credit activities.
ASIC
ASIC bans former ISG director Benjamin Godfrey for 10 years
ASIC has banned Benjamin Godfrey, the former director and responsible manager of ACN 114 733 569 Limited (in liquidation), formerly known as ISG.
ASIC cancels licence of The Silverfern Group
ASIC has cancelled the Australian financial services (AFS) licence of The Silverfern Group Pty Ltd.
ASIC bans former MWL Financial Services adviser David Lofthouse for three years
The Australian Securities and Investments Commission (ASIC) has banned Melbourne-based financial adviser David Lofthouse.
ASIC disqualifies former Polychain director Ashod Balanian for five years
ASIC has disqualified Ashod Ohan Balanian, of North Ryde, New South Wales, from managing corporations for the maximum period of five years.
ASIC cancels licence of Beacon Wealth
ASIC has cancelled Australian financial services (AFS) licence held by Beacon Wealth Pty Ltd.
ASIC remakes relief instruments for AFS licensees and overseas banks
ASIC has remade a legislative instrument providing relief for foreign companies that are Australian financial services licensees and foreign authorised deposit-taking institutions.
ASIC bans former Venture Egg, Reilly Financial and Interprac adviser for four years
Mr Hogan has been banned for failing to act in the best interests of clients, inappropriate advice and misleading, deceptive and unprofessional conduct.
Court orders Binance Australia Derivatives ordered to pay $10M penalty
The Australian Federal Court has ordered Oztures Trading Pty Ltd (trading as Binance Australia Derivatives) to pay a $10 million pecuniary penalty.
Macquarie Securities ordered to pay $35M penalty in short sale misreporting case
The New South Wales Supreme Court has ordered Macquarie Securities (Australia) Limited (MSAL) to pay a $35 million penalty.
