ASIC, featured, Madison Financial Group
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ASIC has banned Brisbane financial adviser Stephen Garry Vick from providing financial services.
AFS licence, ASIC, featured, Lantern
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ASIC has suspended the Australian financial services (AFS) licence of Lantern RE Ltd until 29 May 2024.
ASIC, ePayments, ePayments Code, featured
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Subscribers to the code include most banks and credit unions in Australia, as well as a number of other providers of electronic payment services.
ASIC, Berndale, Daniel Kirby, featured, Stavro D'Amore
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Two former directors of collapsed retail OTC derivatives provider Berndale Capital Securities have been charged with dishonesty offences.
ASIC, CFD leverage, CFD regulation, DDO, featured, Mitrade
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ASIC has issued an interim stop order preventing Mitrade Global from dealing in CFDs or margin FX to retail investors.
ASIC is extending the date by which financial advisers must be registered to 1 October 2023.
ASIC, Holly Marie Grofski
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As a result of her dishonesty-based convictions, Holly Grofski will be automatically disqualified as a company director for five years.
AFS licence, ASIC, Centurion
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ASIC has cancelled the Australian financial services (AFS) licence of Centurion Custodian Funds Management Ltd.
AFS licence, ASIC, featured, Huntley Management Limited
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ASIC has suspended the Australian financial services (AFS) licence of Huntley Management Limited (HML) for 12 months.
ASIC, featured, short selling
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ASIC has banned former Gleneagle Securities fund manager and authorised representative Gregory Tolpigin from providing financial services for three years.
