Providers of financial services involving digital asset financial products should act quickly to decide whether they require an Australian Financial Services (AFS) licence.
ASIC has cancelled the Australian financial services (AFS) licence of ABL Funds Management Pty Ltd.
The Federal Court today dismissed the case brought by the Australian Securities and Investments Commission (ASIC) against intelligence software provider, Nuix Limited.
The Australian Securities and Investments Commission (ASIC) has banned former financial adviser John Morgan from providing financial services.
The deal is subject to ASIC’s regulatory approval. ASIC will seek to expedite its assessment of the application.
The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
ASIC has permanently banned Aristotle Papapavlou from involvement in a financial services business and engaging in credit activities.
ASIC has banned Benjamin Godfrey, the former director and responsible manager of ACN 114 733 569 Limited (in liquidation), formerly known as ISG.
ASIC has cancelled the Australian financial services (AFS) licence of The Silverfern Group Pty Ltd.
The Australian Securities and Investments Commission (ASIC) has banned Melbourne-based financial adviser David Lofthouse.
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