ASIC exercises new powers to bring Euroclear under Australian licensing regime
ASIC has exercised new powers to declare that Euroclear Bank SA/NV has a material connection to Australia through its Australian activities.
ASIC
ASIC cancels licence of Global Pacific Solutions Group
ASIC has cancelled the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd.
Australian Court re-sentences fund manager Rodney Forrest following insider trading appeal
The Full Federal Court of Australia has re-sentenced former investment manager Rodney Forrest to five years and three months’ imprisonment.
ASIC appeals Federal Court decision dismissing case against Nuix
ASIC has filed an appeal against a Federal Court decision dismissing its case against intelligence software provider Nuix Limited.
ASIC takes Equity Trustees to Court for alleged First Guardian onboarding failures
ASIC has commenced civil penalty proceedings in the Federal Court against Equity Trustees Superannuation Limited.
ASIC appeals $7M penalty in Cigno Australia, BSF Solutions, and directors’ case
ASIC has appealed a Federal Court decision ordering Cigno Australia and its director Mark Swanepoel, and BSF Solutions.
Former financial services director Ashley Arandez gets prison sentence
Ashley Arandez of Hoppers Crossing in Victoria has been sentenced to 5 years and 6 months imprisonment in the County Court of Victoria.
ASIC warns crypto firms of approaching deadline to apply for licence
Providers of financial services involving digital asset financial products should act quickly to decide whether they require an Australian Financial Services (AFS) licence.
ASIC cancels licence of ABL Funds Management
ASIC has cancelled the Australian financial services (AFS) licence of ABL Funds Management Pty Ltd.
Australian Court dismisses ASIC’s continuous disclosure case against Nuix
The Federal Court today dismissed the case brought by the Australian Securities and Investments Commission (ASIC) against intelligence software provider, Nuix Limited.
