Italy’s CONSOB orders blocking of access to 11 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has ordered the blocking of access to 11 unauthorized investment websites.
Regulatory News
Regulatory News
FINRA fines Colorado Financial Service Corporation for alleged rule violations
Colorado Financial Service Corporation has agreed to pay a fine of $45,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
ASIC cancels registered agent status of AGFA Accountants
ASIC has cancelled the registered agent status of AGFA Accountants Pty Ltd for breaches of ASIC’s Registered Agent Terms and Conditions.
CFTC secures Court orders directing Centurion Capital rep, Algo Capital sales agent to pay over $500k in disgorgement and fines
The U.S. District Court for the Southern District of Florida entered consent orders against defendants Steven Likos and Archie Rice for committing retail fraud.
Dubai regulator DFSA impersonated in blockchain settlement scam
These communications seek to mislead recipients into making further payments to access or recover funds, a common scam feature.
ASIC bans former Sequoia director Garry Crole for 10 years
ASIC has banned former Sequoia Financial Group Limited managing director and chief executive officer Garry Peter Crole for 10 years.
ASIC cancels AFS licence of Redstone Capital
ASIC has cancelled the Australian financial services (AFS) licence of NSW-based financial services provider, Redstone Capital Pty Ltd.
FCA cancels registration of HR Bank Limited
The UK Financial Conduct Authority (FCA) has cancelled the registration of HR Bank Limited as an Annex 1 financial institution.
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Regulatory News
Italy’s CONSOB orders blocking of access to 11 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) today announced it has ordered the blocking of access to 11 unauthorized investment websites.
FINRA fines Colorado Financial Service Corporation for alleged rule violations
Colorado Financial Service Corporation has agreed to pay a fine of $45,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
ASIC cancels registered agent status of AGFA Accountants
ASIC has cancelled the registered agent status of AGFA Accountants Pty Ltd for breaches of ASIC’s Registered Agent Terms and Conditions.
CFTC secures Court orders directing Centurion Capital rep, Algo Capital sales agent to pay over $500k in disgorgement and fines
The U.S. District Court for the Southern District of Florida entered consent orders against defendants Steven Likos and Archie Rice for committing retail fraud.
Dubai regulator DFSA impersonated in blockchain settlement scam
These communications seek to mislead recipients into making further payments to access or recover funds, a common scam feature.
ASIC bans former Sequoia director Garry Crole for 10 years
ASIC has banned former Sequoia Financial Group Limited managing director and chief executive officer Garry Peter Crole for 10 years.
ASIC cancels AFS licence of Redstone Capital
ASIC has cancelled the Australian financial services (AFS) licence of NSW-based financial services provider, Redstone Capital Pty Ltd.
FCA cancels registration of HR Bank Limited
The UK Financial Conduct Authority (FCA) has cancelled the registration of HR Bank Limited as an Annex 1 financial institution.
Regulatory News
LEADING BROKERS
LATEST NEWS
- Kalshi launches 24/7 Gold and Silver Perps following regulatory approval
September 10, 2026 - CME Group to launch CME Securities Clearing on December 7, 2026
September 10, 2026 - Coinbase partners with Moov to bring stablecoin payments and custody to community banks and credit unions
September 10, 2026 - BGC Group’s Aurel BGC completes fully AI brokered institutional trade in listed equity derivatives
September 10, 2026 - StoneX, DeltaTerra develop new synthetic structure for agency credit risk transfer
September 10, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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