The Securities and Exchange Commission (SEC) today announced settled charges against JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC.
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning regarding six unauthorized investment entities.
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to five unauthorized investment websites.
The UK Financial Conduct Authority (FCA) today announced its decision to issue an order prohibiting Joseph Molloy from performing any function in relation to any regulated activity.
The CFTC today announced the Florida Middle District Court entered a default judgment against defendants Brian Early and Alisha Ann Kingrey.
ASIC has remade a legislative instrument which exempts low-volume financial markets from the requirement to hold an Australian market licence.
The Securities and Exchange Commission (SEC) today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors.
FINRA has barred Rudy Anguiano of Chino Hills, CA, a former registered representative of LPL Financial LLC, from associating with any FINRA member firm in all capacities.
LEADING BROKERS
LATEST NEWS
TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations 
CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares 
SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act 
Citadel Securities, Wolfe Research to establish JV 
Webull partners with X, to serve as Cashtag Partner for stocks and crypto trading FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
The Securities and Exchange Commission (SEC) today announced settled charges against JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC.
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning regarding six unauthorized investment entities.
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to five unauthorized investment websites.
The UK Financial Conduct Authority (FCA) today announced its decision to issue an order prohibiting Joseph Molloy from performing any function in relation to any regulated activity.
The CFTC today announced the Florida Middle District Court entered a default judgment against defendants Brian Early and Alisha Ann Kingrey.
ASIC has remade a legislative instrument which exempts low-volume financial markets from the requirement to hold an Australian market licence.
The Securities and Exchange Commission (SEC) today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors.
FINRA has barred Rudy Anguiano of Chino Hills, CA, a former registered representative of LPL Financial LLC, from associating with any FINRA member firm in all capacities.
LEADING BROKERS
LATEST NEWS
TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act Citadel Securities, Wolfe Research to establish JV Webull partners with X, to serve as Cashtag Partner for stocks and crypto trading 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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