The FCA consults on proposals for the UK equity market, including the establishment of a new designated reporter status for OTC trades.
The UK FSCS has now opened to claims against Alexander David Securities Ltd (ADSL) via the online claims service.
The UK FCA announces that Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation.
Australians lost a record amount of more than $2 billion to scams in 2021, the ACCC’s latest Targeting Scams report reveals.
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
The SEC brings charges against William Glen Baker, recidivist Michael Bowen, Cannon Operating Company LLC, and Chol Kim.
The CFTC pushes for summary judgment against John H. Won and Tae Hung Kang a/k/a Kevin Kang, the individuals behind ForexNPower.
ASIC has suspended the Australian financial services (AFS) licence of ISG Financial Services Limited (ISG).
ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited.
The CFTC filed a civil enforcement action against Cornelius Johannes Steynberg and Mirror Trading International Proprietary Limited (MTI).