FCA, featured, UK equity markets
0 Comments
The FCA consults on proposals for the UK equity market, including the establishment of a new designated reporter status for OTC trades.
ADSL, Alexander David Securities Limited, featured, FSCS
0 Comments
The UK FSCS has now opened to claims against Alexander David Securities Ltd (ADSL) via the online claims service.
ADSL, Alexander David Securities Limited, FCA, featured
0 Comments
The UK FCA announces that Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation.
ACCC, Australia scams, featured, Scamwatch
0 Comments
Australians lost a record amount of more than $2 billion to scams in 2021, the ACCC’s latest Targeting Scams report reveals.
Archegos, Archegos Capital Management, CFTC, featured
0 Comments
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
featured, oil offering fraud, SEC
0 Comments
The SEC brings charges against William Glen Baker, recidivist Michael Bowen, Cannon Operating Company LLC, and Chol Kim.
CFTC, featured, forex fraud, ForexNPower, GNS Capital, Safety Capital
0 Comments
The CFTC pushes for summary judgment against John H. Won and Tae Hung Kang a/k/a Kevin Kang, the individuals behind ForexNPower.
AFS licence, ASIC, featured, ISG
0 Comments
ASIC has suspended the Australian financial services (AFS) licence of ISG Financial Services Limited (ISG).
AFS license, ASIC, featured, Quattro Management
0 Comments
ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited.
CFTC, featured, Mirror Trading International, MTI
0 Comments
The CFTC filed a civil enforcement action against Cornelius Johannes Steynberg and Mirror Trading International Proprietary Limited (MTI).
