Dutch regulator fines Arrowstreet Capital for incorrect notifications of short positions
The Dutch Authority for the Financial Markets (AFM) today announced that it has imposed an administrative fine of €297,000 on Arrowstreet Capital.
Maria Nikolova
AFM, Arrowstreet Capital, Dutch AFM, featured
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The Dutch Authority for the Financial Markets (AFM) today announced that it has imposed an administrative fine of €297,000 on Arrowstreet Capital.
Maria Nikolova
AI apps, Barclays, FCA, featured, Lloyds, UBS
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Eight new firms, including Barclays, Experian, Lloyds Banking Group (Scottish Widows), and UBS, have been chosen by the FCA to live test AI applications.
Maria Nikolova
featured, Harsh V Patel, market manipulation, SEC
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On April 20, 2026, the Securities and Exchange Commission (SEC) filed charges against Harsh V. Patel, for allegedly perpetrating a market manipulation scheme.
Maria Nikolova
Barclays Capital, featured, FINRA
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Barclays Capital Inc has agreed to pay a fine of $140,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Chimerix, insider trading, SEC
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The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Gerald Segal
CSA Canada, featured, ramp and dump, ramp-and-dump scam
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Ramp and dump schemes involve coordinated efforts by fraudsters to take control of low-priced or thinly traded stocks.
Maria Nikolova
Denmark FSA, featured, FSA, Nasdaq Copenhagen
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The Danish Financial Supervisory Authority (FSA) conducted an inspection of Nasdaq Copenhagen A/S in November and December 2025.
Maria Nikolova
ASIC, BSF Solutions, Cigno Australia, featured
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The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
LATEST NEWS
Dutch regulator fines Arrowstreet Capital for incorrect notifications of short positions
Broadridge introduces Central Risk and Liquidity Optimization Solution
Mercantile Exchange of Vietnam to adopt Trading Technologies exchange connectivity services
Interactive Brokers registers rise in revenues in Q1 2026
CFDs broker Born2Trade adds Match-Trader platform FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
AFM, Arrowstreet Capital, Dutch AFM, featured
0 Comments
The Dutch Authority for the Financial Markets (AFM) today announced that it has imposed an administrative fine of €297,000 on Arrowstreet Capital.
Maria Nikolova
AI apps, Barclays, FCA, featured, Lloyds, UBS
0 Comments
Eight new firms, including Barclays, Experian, Lloyds Banking Group (Scottish Widows), and UBS, have been chosen by the FCA to live test AI applications.
Maria Nikolova
featured, Harsh V Patel, market manipulation, SEC
0 Comments
On April 20, 2026, the Securities and Exchange Commission (SEC) filed charges against Harsh V. Patel, for allegedly perpetrating a market manipulation scheme.
Maria Nikolova
Barclays Capital, featured, FINRA
0 Comments
Barclays Capital Inc has agreed to pay a fine of $140,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
Chimerix, insider trading, SEC
0 Comments
The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Gerald Segal
CSA Canada, featured, ramp and dump, ramp-and-dump scam
0 Comments
Ramp and dump schemes involve coordinated efforts by fraudsters to take control of low-priced or thinly traded stocks.
Maria Nikolova
Denmark FSA, featured, FSA, Nasdaq Copenhagen
0 Comments
The Danish Financial Supervisory Authority (FSA) conducted an inspection of Nasdaq Copenhagen A/S in November and December 2025.
Maria Nikolova
ASIC, BSF Solutions, Cigno Australia, featured
0 Comments
The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
LATEST NEWS
Dutch regulator fines Arrowstreet Capital for incorrect notifications of short positions
Broadridge introduces Central Risk and Liquidity Optimization Solution
Mercantile Exchange of Vietnam to adopt Trading Technologies exchange connectivity services
Interactive Brokers registers rise in revenues in Q1 2026
CFDs broker Born2Trade adds Match-Trader platform FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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