ASIC disqualifies Digital Rebl director for five years
ASIC disqualifies Digital Rebl director Michael James Maunder from managing corporations for five years.
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Category: Regulatory
CFTC extends certain relief to market participants in response to COVID-19
The CFTC extends certain no-action relief issued in response to the COVID-19 pandemic until September 30, 2021.
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ESMA report highlights high investment product costs for retail investors
Retail clients pay on average around 40% more than institutional investors across asset classes, ESMA finds.
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FINRA fines CF Secured for miscalculations of customer reserve
FINRA imposes a $125,000 fine on CF Secured for failure to accurately calculate its required customer reserve, resulting in hindsight deficiencies.
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UK FSCS enables Reyker Securities clients to access their assets
Most of the 11,500 former clients of wealth management firm Reyker Securities plc have regained access to their assets.
Read MoreLeading Brokers
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