American Portfolios Advisors to pay $1.75M fine to settle SEC charges
The Securities and Exchange Commission (SEC) today announced settled charges against American Portfolios Advisors, Inc.
Regulatory News
Regulatory News
CySEC warns against more than 20 unauthorized investment firms
Maria Nikolova
CySEC, CySEC warning, featured
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The Cyprus Securities and Exchange Commission (CySEC) today issued a warning against more than 20 unauthorized investment firms.
SFC secures disqualification orders of up to 10 years against former directors of Superb Summit
Maria Nikolova
featured, SFC, Superb Summit
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The Securities and Futures Commission (SFC) has obtained disqualification orders against four former executive directors of Superb Summit International Group Limited.
HK Court sentences market manipulators to community service for up to 240 hours
Maria Nikolova
featured, market manipulation, SFC
0 Comments
The Eastern Magistrates’ Court of Hong Kong has sentenced Lin Tai Fung and his brother-in-law, Or Chun Nin, to 240 hours and 160 hours of community service.
FINRA fines Cantor Fitzgerald for alleged rule violations
Maria Nikolova
Cantor Fitzgerald, featured, FINRA
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Cantor Fitzgerald & Co has agreed to pay a fine of $73,000 as a part of a settlement with FINRA.
FCA closes 1,600 websites suspected of promoting financial services without permission
Maria Nikolova
FCA, featured, Forex websites blocked
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Over 1,600 websites suspected of promoting financial services without permission were suspended, removed or blocked in 2024 because of FCA action.
FINRA imposes $100k fine on Investment Placement Group
Maria Nikolova
featured, FINRA, IPG
0 Comments
Investment Placement Group (IPG) has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
FCA fines online bank Monzo £21 million for failings in financial crime controls
Gerald Segal
featured, Monzo, UK online bank
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Monzo also repeatedly breached a requirement preventing it from opening accounts for high-risk customers between August 2020 and June 2022.
LEADING BROKERS
LATEST NEWS
American Portfolios Advisors to pay $1.75M fine to settle SEC charges
July 11, 2025- Coinbase welcomes leadership team behind Opyn Markets
July 11, 2025 - CySEC warns against more than 20 unauthorized investment firms
July 11, 2025 - CFDs broker SwissFS adds Mina George, Ihab Akl, Ahmed Elmaraghy
July 11, 2025 - How to Boost Marketing ROI for Law Firms
July 11, 2025
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Regulatory News
American Portfolios Advisors to pay $1.75M fine to settle SEC charges
Maria Nikolova
APA, featured, SEC
0 Comments
The Securities and Exchange Commission (SEC) today announced settled charges against American Portfolios Advisors, Inc.
CySEC warns against more than 20 unauthorized investment firms
Maria Nikolova
CySEC, CySEC warning, featured
0 Comments
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning against more than 20 unauthorized investment firms.
SFC secures disqualification orders of up to 10 years against former directors of Superb Summit
Maria Nikolova
featured, SFC, Superb Summit
0 Comments
The Securities and Futures Commission (SFC) has obtained disqualification orders against four former executive directors of Superb Summit International Group Limited.
HK Court sentences market manipulators to community service for up to 240 hours
Maria Nikolova
featured, market manipulation, SFC
0 Comments
The Eastern Magistrates’ Court of Hong Kong has sentenced Lin Tai Fung and his brother-in-law, Or Chun Nin, to 240 hours and 160 hours of community service.
FINRA fines Cantor Fitzgerald for alleged rule violations
Maria Nikolova
Cantor Fitzgerald, featured, FINRA
0 Comments
Cantor Fitzgerald & Co has agreed to pay a fine of $73,000 as a part of a settlement with FINRA.
FCA closes 1,600 websites suspected of promoting financial services without permission
Maria Nikolova
FCA, featured, Forex websites blocked
0 Comments
Over 1,600 websites suspected of promoting financial services without permission were suspended, removed or blocked in 2024 because of FCA action.
FINRA imposes $100k fine on Investment Placement Group
Maria Nikolova
featured, FINRA, IPG
0 Comments
Investment Placement Group (IPG) has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
FCA fines online bank Monzo £21 million for failings in financial crime controls
Gerald Segal
featured, Monzo, UK online bank
0 Comments
Monzo also repeatedly breached a requirement preventing it from opening accounts for high-risk customers between August 2020 and June 2022.
Regulatory News
LEADING BROKERS
LATEST NEWS
- American Portfolios Advisors to pay $1.75M fine to settle SEC charges
July 11, 2025 - Coinbase welcomes leadership team behind Opyn Markets
July 11, 2025 - CySEC warns against more than 20 unauthorized investment firms
July 11, 2025 - CFDs broker SwissFS adds Mina George, Ihab Akl, Ahmed Elmaraghy
July 11, 2025 - How to Boost Marketing ROI for Law Firms
July 11, 2025
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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