Muinmos taps RegTech expert Paul Ford as Investor and Board Advisor
Paul Ford was Founder and CEO of Acin, a London-headquartered RegTech and AI operational risk provider.
Regulatory News
Regulatory News
Moody Capital Solutions gets a slap on the wrist for alleged violations of FINRA rules
Moody Capital Solutions, Inc has agreed to pay a fine of $50,000 as a part of a settlement with FINRA.
FCA fines, bans Bluesky Wealth Management director for serious misconduct
The FCA has banned Frank Breuer from working in UK financial services and fined him £755,000 for repeatedly acting without integrity and putting customers at risk.
FCA announces restrictions on Kingscrown Finance
Kingscrown Finance Limited has stopped onboarding new customers or undertaking new business with existing customers.
SEC goes after Reign Financial International
The Securities and Exchange Commission (SEC) has filed a complaint against Reign Financial International, Giorgio Johnson, and Gary Mills.
Cape Securities to pay $145k in restitution to settle with FINRA
Cape Securities Inc has agreed to pay restitution of $145,072 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Richard Faithfull gets additional 499 days in prison for failing to fully pay money owed under Confiscation Order
Richard Faithfull, a convicted money launderer, has been sentenced to an additional 499 days in prison.
FINRA imposes $100k fine on IFP Securities
IFP Securities, LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
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Regulatory News
Muinmos taps RegTech expert Paul Ford as Investor and Board Advisor
Paul Ford was Founder and CEO of Acin, a London-headquartered RegTech and AI operational risk provider.
Moody Capital Solutions gets a slap on the wrist for alleged violations of FINRA rules
Moody Capital Solutions, Inc has agreed to pay a fine of $50,000 as a part of a settlement with FINRA.
FCA fines, bans Bluesky Wealth Management director for serious misconduct
The FCA has banned Frank Breuer from working in UK financial services and fined him £755,000 for repeatedly acting without integrity and putting customers at risk.
FCA announces restrictions on Kingscrown Finance
Kingscrown Finance Limited has stopped onboarding new customers or undertaking new business with existing customers.
SEC goes after Reign Financial International
The Securities and Exchange Commission (SEC) has filed a complaint against Reign Financial International, Giorgio Johnson, and Gary Mills.
Cape Securities to pay $145k in restitution to settle with FINRA
Cape Securities Inc has agreed to pay restitution of $145,072 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Richard Faithfull gets additional 499 days in prison for failing to fully pay money owed under Confiscation Order
Richard Faithfull, a convicted money launderer, has been sentenced to an additional 499 days in prison.
FINRA imposes $100k fine on IFP Securities
IFP Securities, LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Regulatory News
LEADING BROKERS
LATEST NEWS
- Exclusive: Traze hires HFM exec Murilo de Oliveira as LATAM Country Manager
May 13, 2026 - Claudia Nemat joins Supervisory Board of Deutsche Börse
May 13, 2026 - Tracy Clarke and Mark Hemsley to stand down as Directors of TP ICAP
May 13, 2026 - DTCC obtains regulatory approval to launch new client access model for NSCC’s SFT Clearing Service
May 13, 2026 - BingX names Argentine footballer Enzo Fernández as Global Ambassador
May 13, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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