CFTC gets temporary restraining order against Arizona on Prediction Markets
The CFTC earlier this month sought an injunction barring Arizona from attempting to preempt federal law regarding Prediction Markets.
Regulatory News
Regulatory News
Italy’s CONSOB orders blocking of access to 12 unauthorized investment websites
As part of its efforts to combat financial fraud, Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of 12 websites.
HK watchdog fines Impression Investment for deficient control over staff trading activities
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Impression Investment Limited $2 million for failing to diligently supervise its staff.
FINRA imposes $125k fine on MCAP
MCAP LLC has agreed to pay a fine of $125,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
ASIC permanently bans former financial adviser Aristotle Papapavlou
ASIC has permanently banned Aristotle Papapavlou from involvement in a financial services business and engaging in credit activities.
CySEC warns public against dealing with three unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning advising the public against dealing with three unauthorized investment firms.
SEC takes Gianoplus Consortia to Court for fraudulent high-yield investment program
The Securities and Exchange Commission (SEC) has filed a lawsuit against Michael Peter Gianoplus and Traci Leigh Bransford-Marquis.
SEC goes after BBFY USA, Captain Drake
The United States Securities and Exchange Commission (SEC) has filed a lawsuit against Mark D. Anderson, BBFY USA, Inc, and Captain Drake, LLC.
LEADING BROKERS
LATEST NEWS
Robinhood shares drop 7% after revenues fall 17% to $1.07B in slow Q1 2026
April 28, 2026
CFTC files lawsuit against Wisconsin in response to state’s legal action against Kalshi, Polymarket, Crypto.com, Robinhood, and Coinbase
April 28, 2026
XTB revenues soar 79% to $301M in record Q1 2026, profit tops $147M
April 28, 2026
Admiral Markets AS has its Estonian investment firm license revoked following strategic restructuring
April 28, 2026
Kraken’s xStocks integrates with CoinRoutes to accelerate institutional multi-asset trading of tokenized equities
April 28, 2026
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Regulatory News
CFTC gets temporary restraining order against Arizona on Prediction Markets
The CFTC earlier this month sought an injunction barring Arizona from attempting to preempt federal law regarding Prediction Markets.
Italy’s CONSOB orders blocking of access to 12 unauthorized investment websites
As part of its efforts to combat financial fraud, Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of 12 websites.
HK watchdog fines Impression Investment for deficient control over staff trading activities
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Impression Investment Limited $2 million for failing to diligently supervise its staff.
FINRA imposes $125k fine on MCAP
MCAP LLC has agreed to pay a fine of $125,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
ASIC permanently bans former financial adviser Aristotle Papapavlou
ASIC has permanently banned Aristotle Papapavlou from involvement in a financial services business and engaging in credit activities.
CySEC warns public against dealing with three unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning advising the public against dealing with three unauthorized investment firms.
SEC takes Gianoplus Consortia to Court for fraudulent high-yield investment program
The Securities and Exchange Commission (SEC) has filed a lawsuit against Michael Peter Gianoplus and Traci Leigh Bransford-Marquis.
SEC goes after BBFY USA, Captain Drake
The United States Securities and Exchange Commission (SEC) has filed a lawsuit against Mark D. Anderson, BBFY USA, Inc, and Captain Drake, LLC.
Regulatory News
LEADING BROKERS
LATEST NEWS
- Robinhood shares drop 7% after revenues fall 17% to $1.07B in slow Q1 2026
April 28, 2026 - CFTC files lawsuit against Wisconsin in response to state’s legal action against Kalshi, Polymarket, Crypto.com, Robinhood, and Coinbase
April 28, 2026 - XTB revenues soar 79% to $301M in record Q1 2026, profit tops $147M
April 28, 2026 - Admiral Markets AS has its Estonian investment firm license revoked following strategic restructuring
April 28, 2026 - Kraken’s xStocks integrates with CoinRoutes to accelerate institutional multi-asset trading of tokenized equities
April 28, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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