M1 Finance fined $850K around Social Media Influencer Program
This case arises from FINRA’s targeted exam of firm practices related to the acquisition of customers through social media channels.
This case arises from FINRA’s targeted exam of firm practices related to the acquisition of customers through social media channels.
The SEC today announced settled charges against Delphia (USA) Inc. and Global Predictions Inc., for making false statements about their purported AI use.
Sharon Biran brings to DTCC more than two decades of experience in client engagement and global transformations.
FIS estimated that the SecurLOCK product was able to deliver a significant improvement of accurately identified and prevented fraudulent activity.
The UK FCA has decided to fine Nailesh Teraiya, formerly the sole controller and chief executive of Indigo Global Partners Limited, £5.95 million.
GCEX will now incorporate the newly unveiled XplorTrader into its white-label package – XplorBroker in a Box.
Jody Dunn has been with IG Group for 21 years, serving as Head of Risk since 2018.
Canadian fintech company Nuvei confirms that it has received certain expressions of interest.
International derivatives marketplace CME Group has published a notice of disciplinary action against Wells Fargo Securities, LLC (WFS).
Former World No. 1 and seven-time grand slam singles champion John McEnroe is joining forces with Pepperstone.