Without admitting or denying the findings, Citadel Securities consented to a cease-and-desist order imposing a censure and a $7 million penalty.
Goldman Sachs agreed to pay a $6 million penalty to resolve the SEC’s charges.
Marex today announced that it has agreed to acquire Cowen’s legacy prime brokerage and outsourced trading business.
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
CoinShares International Limited today announced the launch of its hedge fund division, CoinShares Hedge Fund Solutions.
The SEC has brought an action to enjoin Empirex Capital LLC and its principal, Rafael Alberto Vargas Gonzalez.
Alexis Lambrou spent the past six years acting as Executive Director and effective CEO of CySEC licensed broker JDC Markets.
Electronic trading major Interactive Brokers has rolled out Version 0.03 of the recently introduced IBKR Desktop platform.
ADM Investor Services, Inc. has agreed to pay a fine of $450,000 to settle CME charges.
Client Money held by Capital Index fell to £3.6 million as at year-end 2022, down 35% from £5.5 million in 2021.