Jefferies agrees to pay $650k civil penalty to resolve SEC charges
The Securities and Exchange Commission (SEC) today announced settled charges against Jefferies LLC, a registered broker dealer.
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Carlo Comporti to assume role of ESMA Chair
The European Securities and Markets Authority (ESMA) today announced that Carlo Comporti has been appointed as its next Chair.
UK SFO comments on Court overturning Christian Bittar’s conviction
The UK Serious Fraud Office (SFO) today issued a brief update regarding the ruling in the case of former Deutsche Bank trader Christian Bittar.
AvaTrade to acquire (most of) FXCM
We had reported earlier this week that London based CFDs broker Trade Nation acquired FXCM’s UK client base.
Italy’s CONSOB blocks websites of FXPepper and Tradoxium
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has ordered the blocking of four unauthorized investment websites.
Offshore CFDs broker Bullwaves hires FP Markets exec Martin Stoilov as COO
Martin Stoilov will oversee Bullwaves’ operational scaling, cross-departmental integration, and client retention frameworks.
LSEG, CMC Markets announce multi-year strategic data agreement
London Stock Exchange Group (LSEG) and CMC Markets today announced a multi-year strategic data agreement.
TradingView enhances bond analytics
TradingView registered users can now analyze bonds using professional fixed-income metrics across charts, indicators, and Bond Screener.
NAGA raises $8M strategic investment from Presto and MDream
Quantitative trading, execution and risk-management expertise to further strengthen NAGA’s trading offering and infrastructure.
BaFin sets new deadlines for Deutsche Bank to remedy shortcomings in its data processing systems
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has set new deadlines for Deutsche Bank AG to remedy shortcomings.
