cum/ex trading, featured, TJM
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The FCA has imposed a £2 million fine on The TJM Partnership Limited for financial crime control failings in relation to cum-ex trading.
The FCA launches consultation on proposals to amend certain standards on margin requirements for non-centrally cleared derivatives.
Ashley Alder, FCA chair, featured
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HM Treasury has today announced the appointment of Ashley Alder as the new Chair of the UK FCA.
featured, UK equity markets
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The FCA consults on proposals for the UK equity market, including the establishment of a new designated reporter status for OTC trades.
ADSL, Alexander David Securities Limited, featured
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The UK FCA announces that Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation.
featured, LIBOR, LIBOR exit
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The UK FCA is seeking views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings.
Wise CEO Kristo Käärmann intends to cooperate fully with the Financial Conduct Authority (FCA) in its investigation.
Colbourne & Company
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The UK FCA imposes a number of restrictions on Colbourne & Company stopping it from carrying out any regulated activities.
AML, Ghana International Bank Plc, GIB
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The FCA has fined Ghana International Bank Plc £5,829,900 for poor anti-money laundering and counter-terrorist financing controls.
featured, investment scams
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The UK FCA is using data to tackle online fraud faster by scanning approximately 100,000 websites created every day to identify scams.
