FCA charges John Burford for carrying on unauthorised business and misleading investors
The FCA has charged John Burford for carrying on an unauthorised business and dishonestly misleading investors.
FCA News
Trading apps and neobrokers get reviewed by the FCA
FCA, featured, mobile trading app, neobroker
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Trading apps, commonly known as ‘neo-brokers’, have allowed more retail investors easier access to a wider range of investments.
Nikhil Rathi reappointed as FCA chief executive
FCA, featured, Nikhil Rathi
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His Majesty’s Treasury has announced the reappointment of Nikhil Rathi as chief executive of the FCA for a second term.
FCA issues prohibition order against Jennifer Everett
The UK Financial Conduct Authority (FCA) has issued a prohibition order against Jennifer Everett (also known as Jennifer Everett-Stead).
FCA cancels Cashup’s permission to carry on regulated activities
Cashup, FCA, featured, Part 4A permission
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The UK Financial Conduct Authority (FCA) today issued a notice about the cancellation of the permission of Cashup Ltd.
FCA fines Robin Crispin Odey £1.8M, bans him from UK financial services industry
Crispin Odey, FCA, featured, Odey Asset Management
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The FCA has decided to fine Crispin Odey of Odey Asset Management LLP £1.8m and ban him from the UK financial services industry.
FCA charges fifth individual over suspected water investment scam
FCA, featured, water investment scam
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The FCA has charged John Dobbs with three counts of conspiracy to commit fraud by false representation.
UK regulator bans former Credit Suisse execs following US criminal convictions
Credit Suisse, FCA, featured
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The UK FCA has banned Andrew Pearse and Surjan Singh from the UK financial services industry.
FCA urges Asset Land investors to get in touch
Asset Land, FCA, featured
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The UK Financial Conduct Authority (FCA) has received limited funds to compensate investors in Asset Land companies.
FCA brings fraud charges against director and business operations manager of Nexus IFA and Nexus IM
FCA, featured, Nexus
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The FCA has started criminal proceedings against Kerry Nelson and Jacqueline Stephens for alleged fraud, forgery, and money laundering.
