ASIC issues interim stop orders against Stratfund’s Australian Fixed Income Fund
ASIC has made interim stop orders against two products offered under the Australian Fixed Income Fund (Fund) operated by Stratfund Limited.
ASIC News
ASIC cancels AFS licence of Capital Guard
ASIC has cancelled the Australian Financial Services (AFS) licence of Capital Guard AU Pty Ltd.
ASIC takes former Keystone Asset Management directors to Court over alleged Shield failures
ASIC is suing Paul Chiodo, Ilya Frolov, and Mark Yorston, former directors of Keystone Asset Management Ltd.
ASIC extends no-action position for crypto firms to 30 September 2026
Digital asset firms providing financial services have an additional three months to apply for or vary an Australian Financial Services (AFS) licence.
ASIC cancels licenses of Freedom Wealth Services
ASIC has issued an order cancelling the Australian financial services (AFS) licence and Australian credit licence (ACL) of Freedom Wealth Services Pty Ltd.
ASIC permanently bans former director of Wealth Street from financial services and credit
ASIC has made two orders permanently banning Abdullah Popal, former director of Wealth Street Pty Ltd, from engaging in financial services and credit activities.
ASIC disqualifies wife of convicted Mansa Group director from managing corporations for five years
ASIC has disqualified Mrs Shashikumari Agrawal from managing corporations for the maximum period of five years.
CFDs broker USGFX, reps EuropeFX and TradeFred, hit with record $300 million in fines
Investors are still trying to recover millions of dollars lost following USGFX’s collapse.
ASIC permanently bans former responsible manager of Brite Advisors from providing financial services
ASIC has permanently banned the former responsible manager of Brite Advisors Pty Ltd, Mr Gerard Duffy, from providing financial services.
ASIC cancels registered agent status of Registration Pty Ltd and Biz Australia Pty Ltd
The Australian Securities and Investments Commission (ASIC) has cancelled the registered agent status of Registration Pty Ltd and Biz Australia Pty Ltd.
