Australian regulator cancels licence of Private Wealth
ASIC has cancelled the Australian financial services (AFS) licence of Private Wealth Pty Ltd.
ASIC News
Australian regulator cancels AFS licence of Red Panda Future Wealth
ASIC has cancelled the Australian financial services (AFS) licence of Red Panda Future Wealth Pty Ltd (formerly, Capital Financial Planning WA Pty Ltd).
Fundhost pays infringement notice issued by ASIC
Fundhost Limited has paid $19,800 to comply with an infringement notice issued by ASIC.
ASIC cancels licence of Superfast AM
ASIC has cancelled the Australian financial services (AFS) licence of Superfast AM Pty Ltd, effective from 13 February 2026.
Australian regulator cancels AFS licence of Pulse Markets
ASIC has cancelled the Australian financial services (AFS) licence of securities dealer Pulse Markets Pty Ltd.
ASIC bans former MWL Financial Services adviser for four years
ASIC has banned Melbourne-based financial adviser Neil McPherson from providing financial services.
ASIC action leads to Court order imposing $2.5M penalty on FIIG Securities for cyber security failures
FIIG’s failures worsened a 2023 cyber-attack which saw around 385 gigabytes of confidential information stolen and highly sensitive client data leaked.
Australian regulator cancels licences of Centre Capital Securities
ASIC has cancelled the Australian financial services (AFS) and Australian credit (AC) licences of Centre Capital Securities Pty Ltd.
ASIC bans former NSW financial adviser following his conviction for dishonesty offences
ASIC has permanently banned former New South Wales financial adviser David Mario Valvo from providing financial services.
ASIC disqualifies former Queensland Senator Claire Mary Moore from managing corporations for four years
The Australian Securities and Investments Commission (ASIC) has disqualified former Queensland Senator Claire Mary Moore from managing corporations for four years.
