NFA takes emergency enforcement action against Vespula Capital Management
The US National Futures Association (NFA) has taken an emergency enforcement action against Vespula Capital Management LLC.
NFA News
NFA orders Metanoeo Capital to withdraw from membership
The US National Futures Association (NFA) has ordered Metanoeo Capital LLC to withdraw from and not reapply for NFA membership.
NFA orders Dorset Fund Management to withdraw from membership
NFA has ordered Dorset Fund Management LLC, an NFA Member commodity pool operator in Greenwich, Conn., to withdraw from, and not reapply for, NFA membership.
NFA orders Commodity Asset Management not to reapply for membership
NFA has ordered Commodity Asset Management LLC, a former NFA Member commodity pool operator and commodity trading advisor, not to reapply for NFA membership.
NFA orders Spartan Asset Group to withdraw from and not reapply for membership
NFA has ordered Spartan Asset Group LLC to withdraw from and not reapply for NFA membership.
NFA charges Japan’s Forex Wizard and Mitsuaki Kataoka with delaying withdrawal requests
US derivatives industry regulator NFA (National Futures Association) has issued a Complaint against Forex Wizard Inc. and Mitsuaki Kataoka, charging […]
NFA orders Alggoritmica Portfolio Management to withdraw from membership
The US National Futures Association has ordered Alggoritmica Portfolio Management LLC to withdraw from, and not reapply for, NFA membership.
NFA orders Rimar Capital Limited Partnership not to reapply for NFA membership
The National Futures Association (NFA) has ordered Rimar Capital Limited Partnership not to reapply for NFA membership or act as a principal of an NFA Member.
NFA imposes $290k fine on Oil Brokerage Limited
The United States National Futures Association (NFA) has ordered Oil Brokerage Limited to pay a $290,000 fine.
NFA orders VBI Company not to reapply for membership
NFA has ordered VBI Company, a former NFA Member introducing broker headquartered in Sioux Falls, S.D., not to reapply for NFA membership.
