CySEC reaches €10k settlement with UBK Markets
The Cyprus Securities and Exchange Commission (CySEC) today announced a settlement with Cyprus investment firm (CIF) UBK Markets Ltd.
Regulatory News
Regulatory News
FCA imposes £44M fine on Nationwide for failings in financial crime controls
The FCA has fined Nationwide Building Society £44 million for inadequate anti-financial crime systems and controls.
HK watchdog reprimands and fines EFG Bank $10.85M for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG $10.85 million for failures relating to product due diligence.
SEC obtains final judgment against Oppenheimer & Co
The Securities and Exchange Commission (SEC) has obtained a final judgment against Oppenheimer & Co.
Family couple sentenced to prison in NZ for Ponzi scheme
Two offenders in a Serious Fraud Office (SFO) prosecution have today been sentenced in the Christchurch High Court for their roles in a Ponzi scheme.
APRA imposes additional licence conditions on HEST Australia Ltd
The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on H.E.S.T Australia Ltd (HESTA).
AUSTRAC launches civil penalty proceedings against Castra Licensee and Princeton Securities
AUSTRAC has launched civil penalty proceedings in the Federal Court against Castra Licensee Pty Ltd and Princeton Securities (NSW) Pty Ltd.
Australian regulator suspends AFS licence of MW Planning
ASIC has suspended the Australian financial services (AFS) licence of MW Planning Pty Ltd until 8 June 2026.
LEADING BROKERS
LATEST NEWS
HK regulator warns against CoinCola
December 26, 2025
Interactive Brokers adds Options Strategy Selector in Strategy Builder
December 26, 2025
TradingView announces integration of CME options data
December 26, 2025
FINRA fines The Benchmark Company
December 26, 2025
Skyview Ventures LLC gets a slap on the wrist for alleged ICE Futures US rule violations
December 26, 2025
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Regulatory News
CySEC reaches €10k settlement with UBK Markets
The Cyprus Securities and Exchange Commission (CySEC) today announced a settlement with Cyprus investment firm (CIF) UBK Markets Ltd.
FCA imposes £44M fine on Nationwide for failings in financial crime controls
The FCA has fined Nationwide Building Society £44 million for inadequate anti-financial crime systems and controls.
HK watchdog reprimands and fines EFG Bank $10.85M for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG $10.85 million for failures relating to product due diligence.
SEC obtains final judgment against Oppenheimer & Co
The Securities and Exchange Commission (SEC) has obtained a final judgment against Oppenheimer & Co.
Family couple sentenced to prison in NZ for Ponzi scheme
Two offenders in a Serious Fraud Office (SFO) prosecution have today been sentenced in the Christchurch High Court for their roles in a Ponzi scheme.
APRA imposes additional licence conditions on HEST Australia Ltd
The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on H.E.S.T Australia Ltd (HESTA).
AUSTRAC launches civil penalty proceedings against Castra Licensee and Princeton Securities
AUSTRAC has launched civil penalty proceedings in the Federal Court against Castra Licensee Pty Ltd and Princeton Securities (NSW) Pty Ltd.
Australian regulator suspends AFS licence of MW Planning
ASIC has suspended the Australian financial services (AFS) licence of MW Planning Pty Ltd until 8 June 2026.
Regulatory News
LEADING BROKERS
LATEST NEWS
- HK regulator warns against CoinCola
December 26, 2025 - Interactive Brokers adds Options Strategy Selector in Strategy Builder
December 26, 2025 - TradingView announces integration of CME options data
December 26, 2025 - FINRA fines The Benchmark Company
December 26, 2025 - Skyview Ventures LLC gets a slap on the wrist for alleged ICE Futures US rule violations
December 26, 2025
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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