Freezing orders against Lo Kai Bong and Major Success lifted in SFC’s proceedings
The worldwide freezing orders against Mr Lo Kai Bong and Major Success Group Limited have been lifted.
SFC
HK regulator approves secondary trading of two tokenised money market funds
The Hong Kong Securities and Futures Commission (SFC) has approved the world’s first secondary trading of tokenised public funds on an SFC-licensed virtual asset trading platform (VATP).
HK watchdog adds BTCC to list of suspicious virtual asset trading platforms
Hong Kong’s Securities and Futures Commission (SFC) has issued an alert regarding BTCC.
HK regulator takes action against suspected IPO-rigging syndicates
The Securities and Futures Commission (SFC) has taken action against two groups suspected of being involved in fraudulent schemes.
HK watchdog imposes $7M fine on Zheng Da International Financial Holding Limited
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Zheng Da International Financial Holding Limited $7 million.
HK watchdog warns public against dealing with Vebit
Hong Kong’s Securities and Futures Commission (SFC) has issued a warning regarding suspicious virtual asset trading platform Vebit.
HK regulator secures continuation of worldwide freezing orders against Lo Kai Bong and Major Success Group
The Securities and Futures Commission (SFC) of Hong Kong has obtained from the Court of First Instance an extension of the worldwide freezing orders against Mr Lo Kai Bong.
HK watchdog bans former rep of Sun Hung Kai Investment Services for 42 months
The Securities and Futures Commission (SFC) has prohibited Ms Mok Cheuk Ling from re-entering the industry for 42 months.
HK watchdog revokes licence of former responsible officer of Keptain Securities and Asset Management
The Securities and Futures Commission (SFC) has revoked the licence of Mr Ernest Chan Tsz Kin, a former responsible officer (RO) of Keptain Securities and Asset Management.
SFC issues restriction notice to Futu to freeze assets of over $125M linked to suspected IPO fraud
The Securities and Futures Commission (SFC) of Hong Kong has issued a restriction notice to Futu Securities International (Hong Kong) Limited.
