The SFC of Hong Kong has obtained disqualification orders with durations of up to 33 months in the Court of First Instance against four former directors of China Candy.
The Hong Kong Securities and Futures Commission (SFC) has joined forces with securities regulators across the globe to tackle the unlawful activities of finfluencers.
SFC reaches agreement with PricewaterhouseCoopers for shareholder compensation of HK$1 billion regarding false financial statements of China Evergrande Group.
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Impression Investment Limited $2 million for failing to diligently supervise its staff.
The Hong Kong Court of First Instance has granted an interim injunction order against four suspected manipulators of the shares of KNT Holdings Limited.
The SFC has prohibited Mr Lui Pak Tong (also known as Patrick Lui), a former licensed representative of Thunder Capital Limited, from re-entering the industry for life.
Fintech company GTN today announced it has secured a Type 1 licence from the Securities and Futures Commission (SFC) in Hong Kong.
SFC has prohibited Mr Kuo Che-jung, a former responsible officer of Yuanta Securities (Hong Kong) Company Limited, from re-entering the industry for four and a half years.
SFC and ICAC conduct joint operation in alleged insider dealings and corruption involving senior executives of licensed corporations.
The Hong Kong Securities and Futures Commission (SFC) has obtained an order from the Court of First Instance against Mr Zhang Wei.
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