The Hong Kong Court of First Instance has granted an interim injunction order against four suspected manipulators of the shares of KNT Holdings Limited.
The SFC has prohibited Mr Lui Pak Tong (also known as Patrick Lui), a former licensed representative of Thunder Capital Limited, from re-entering the industry for life.
Fintech company GTN today announced it has secured a Type 1 licence from the Securities and Futures Commission (SFC) in Hong Kong.
SFC has prohibited Mr Kuo Che-jung, a former responsible officer of Yuanta Securities (Hong Kong) Company Limited, from re-entering the industry for four and a half years.
SFC and ICAC conduct joint operation in alleged insider dealings and corruption involving senior executives of licensed corporations.
The Hong Kong Securities and Futures Commission (SFC) has obtained an order from the Court of First Instance against Mr Zhang Wei.
The SFC has prohibited Andy Lau Ka Ho from re-entering the industry for life over serious misconduct.
The Securities and Futures Commission (SFC) has reached a settlement agreement with Sino Wealth International Limited and Clear Prosper Global Limited.
The SFC has obtained an order requiring former directors of Arta TechFin to compensate the company $57.5 million.
Masterminds jailed up to 24 months in securities fraud case involving social media “stock tips” of alleged ramp-and-dump schemes.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
