AFS licence, ASIC, iPraxis
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ASIC has cancelled the AFS licenses of two Australian financial services providers for failure to pay industry funding levies.
AFS licence, ASIC, Ballast Financial Management, featured
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ASIC has cancelled the Australian financial services (AFS) licence of Perth-based financial services provider Ballast Financial Management.
AFS licence, ASIC, featured, Financial Services Group Australia
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ASIC has cancelled the Australian Financial Services (AFS) licence of Financial Services Group Australia Pty Ltd (FSGA).
AFS licence, ASIC, featured
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ASIC is urging relevant providers and their authorising AFS licensees to check all relevant information on the Financial Advisers Register.
AFS licence, ASIC, BPS, featured, Qoin
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Full Federal Court finds in favour of ASIC appeal concerning BPS Financial’s use of ‘authorised representative’ exemption.
AFS licence, ASIC, featured, Spectre Financial Group
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ASIC has cancelled the Australian Financial Services (AFS) licence of Spectre Financial Group Australia Pty Ltd.
AFS licence, ASIC, featured, Kalkine
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Australian financial services licensee Kalkine Pty Limited must appoint an independent compliance consultant to address ASIC concerns.
AFS licence, ASIC, Calaite Capital, featured
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ASIC has cancelled the Australian financial services licence (AFS) of Calaite Capital Partners Pty Ltd.
AFS licence, ASIC, featured, SME Crowdfunder
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ASIC has cancelled the Australian financial services (AFS) licence of SME Crowdfunder Pty Ltd.
AFS licence, ASIC, featured, Thistle Financial Group
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ASIC has cancelled the Australian financial services (AFS) licence of Queensland-based financial services provider Thistle Financial Group.
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