CySEC warns public against dealing with nine unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public regarding nine unauthorized entities.
Regulatory News
Regulatory News
FINRA fines J.P. Morgan Securities $250k for alleged rule violations
J.P. Morgan Securities LLC (JPMS) has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA decides to ban former DPT Financial Solutions director from working in financial services
The FCA has decided to ban Daniel Thomas from working in financial services and fine him £742,700.
APRA imposes licence conditions on ING Bank Australia Limited
The Australian Prudential Regulation Authority (APRA) has imposed licence conditions on ING Bank Australia Limited.
FINRA imposes $100k fine on WallachBeth Capital
WallachBeth Capital LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $175k fine on Charles Schwab & Co
Charles Schwab & Co., Inc has agreed to pay a fine of $175,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA receives 333 new whistleblowing reports in Q2 2026
The UK Financial Conduct Authority (FCA) has posted whistleblowing data for the quarter to end-June 2026.
Australian Financial Complaints Authority opens consultation on proposed Scam Rules
AFCA is inviting feedback from stakeholders on proposed changes to its Rules, that will enable it to consider scam-related complaints under the Scams Prevention Framework (SPF).
LEADING BROKERS
LATEST NEWS
Cboe Equities to introduce separate Fat Finger Protection limits for Non-RTH sessions
October 3, 2026
CME Group puts on hold its plans to launch 24/7 10-Barrel Crude Oil contract
October 3, 2026
TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations
October 2, 2026
CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares
October 2, 2026
SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act
October 2, 2026
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Regulatory News
CySEC warns public against dealing with nine unauthorized investment firms
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public regarding nine unauthorized entities.
FINRA fines J.P. Morgan Securities $250k for alleged rule violations
J.P. Morgan Securities LLC (JPMS) has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA decides to ban former DPT Financial Solutions director from working in financial services
The FCA has decided to ban Daniel Thomas from working in financial services and fine him £742,700.
APRA imposes licence conditions on ING Bank Australia Limited
The Australian Prudential Regulation Authority (APRA) has imposed licence conditions on ING Bank Australia Limited.
FINRA imposes $100k fine on WallachBeth Capital
WallachBeth Capital LLC has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $175k fine on Charles Schwab & Co
Charles Schwab & Co., Inc has agreed to pay a fine of $175,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA receives 333 new whistleblowing reports in Q2 2026
The UK Financial Conduct Authority (FCA) has posted whistleblowing data for the quarter to end-June 2026.
Australian Financial Complaints Authority opens consultation on proposed Scam Rules
AFCA is inviting feedback from stakeholders on proposed changes to its Rules, that will enable it to consider scam-related complaints under the Scams Prevention Framework (SPF).
Regulatory News
LEADING BROKERS
LATEST NEWS
- Cboe Equities to introduce separate Fat Finger Protection limits for Non-RTH sessions
October 3, 2026 - CME Group puts on hold its plans to launch 24/7 10-Barrel Crude Oil contract
October 3, 2026 - TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations
October 2, 2026 - CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares
October 2, 2026 - SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act
October 2, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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