featured, Meta 1 Coin, SEC
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The SEC has outlined the proposed penalties against fraudulent cryptocurrency scheme Meta 1 Coin Trust and individuals linked to it.
featured, insider trading, SEC
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The SEC has filed a settled action against investment adviser representative John P. Mendes and former corporate insider Andre Dabbaghian.
featured, Morgan Stanley, SEC
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Morgan Stanley Smith Barney LLC (MSSB) has agreed to pay a $35 million penalty to settle the SEC charges.
featured, SEC, Sparkster
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From April 2018 into July 2018, Sparkster conducted an unregistered securities offering of crypto assets called “SPRK tokens.”
Edelman Blockchain Advisors, featured, SEC
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The SEC has filed fraud charges against Gabriel Edelman and his affiliated entities, Creative Advancement and Edelman Blockchain Advisors.
Chicago Crypto Capital, featured, SEC
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The SEC has charged Chicago Crypto Capital LLC, its owner, Brian Amoah, and former salesmen with unregistered offering of crypto asset securities.
Loop Capital Markets, SEC
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The SEC charged Loop Capital Markets, LLC for providing advice to a municipal entity without registering as a municipal advisor.
BNY Mellon, Jefferies LLC, Oppenheimer & Co, SEC, TD Securities
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The SEC has brought charges against Oppenheimer & Co. Inc. and announced settlements with BNY Mellon, TD Securities, and Jefferies LLC.
featured, Money Magnet, SEC
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The SEC has charged Money Magnet Platinum Membership Initiative LLC (“MMPMI”) and its principal, LaKenya Hopkins.
Archer Capital Management Group, featured, HDR Management, SEC
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The SEC has charged Archer Capital Management Group, the Archer Growth Fund, and two related entities with operating a fraudulent scheme.
