SEC, social media, social media influencers
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The SEC brought partially settled charges against Francis Sabo (also known as “Ricky Bobby”) in a $100 million securities fraud scheme.
featured, market manipulation, SEC
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The Court has ordered David O’Brien to disgorge $5,197,322 and to pay a civil penalty of $10,315,065.
CCC, Chicago Crypto Capital, featured, SEC
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The Illinois Northern District Court has entered final judgments against Chicago Crypto Capital LLC, its owner and former salesman.
IIG, Martin Silver, SEC
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The SEC has obtained a final consent judgment against Martin Silver, the co-founder of International Investment Group (IIG).
Darryl Matthew Cohen, investment fraud, SEC
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The SEC charged Darryl Matthew Cohen, a former investment adviser, with misappropriating more than $1 million from NBA players.
Coinbase, featured, SEC, Wells Notice
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The SEC staff recommends that the SEC file an enforcement action against Coinbase alleging violations of the federal securities laws.
binary options fraud, featured, Pini Peter, SEC, Spot Option
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Pini Peter and Spot Option appeal from all judgments and rulings in a lawsuit brought by the SEC over a large-scale binary options scam.
featured, PAUSE, SEC
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The SEC has updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors.
crypto ad, crypto regulation, EMAX, featured, SEC
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The SEC today announced charges against former NBA player Paul Pierce for unlawfully touting EMAX tokens.
featured, SEC, T+1 settlement
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The SEC adopts final rules that will shorten process for settling securities transactions from two business days to one.
