Former VP of Computershare gets prison sentence for insider dealing
The Eastern Magistrates’ Courts today sentenced Mr Choi Chun Wai, a former Vice President of Computershare to two months of imprisonment.
Regulatory News
Regulatory News
CySEC issues warning against five unauthorised investment entities
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public against dealing with five unauthorised investment entities.
Australian regulator imposes additional licence conditions on Equity Trustees Superannuation
The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on Equity Trustees Superannuation Limited.
ASIC cancels Rynco licence
ASIC has cancelled the Australian financial services (AFS) licence of Rynco Pty Ltd (479840) for ongoing non-compliance.
NFA orders Alggoritmica Portfolio Management to withdraw from membership
The US National Futures Association has ordered Alggoritmica Portfolio Management LLC to withdraw from, and not reapply for, NFA membership.
HK Court sentences former China All Access exec to eight months in prison for false trading
The Court sentenced Ms Wong Yuk Lan, a former Administration Controller of China All Access (Holdings) Limited, to eight months of imprisonment.
SEC files settled charges against Artur Khachatryan for alleged manipulative stock trading scheme
On December 16, 2025, the Securities and Exchange Commission filed settled charges as to Artur Khachatryan, a resident of Tujunga, California.
CFTC agrees to drop lawsuit against Logista Advisors
The lawsuit brought by the Commodity Futures Trading Commission (CFTC) against Logista Advisors LLC and Andrew Harris Serotta has come to an end.
LEADING BROKERS
LATEST NEWS
CySEC reminds crypto firms about MiCA licence applications deadline
December 23, 2025
Nomura International Wealth Management opens new premises in DIFC
December 23, 2025
FCA cancels First Money Services registration as Small Payment Institution
December 23, 2025
Equiti appoints Dhanesh Chandrashekhar Arole as Head of Data and AI
December 23, 2025
Alfa Financial Software CFO Duncan Magrath to retire
December 23, 2025
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Regulatory News
Former VP of Computershare gets prison sentence for insider dealing
The Eastern Magistrates’ Courts today sentenced Mr Choi Chun Wai, a former Vice President of Computershare to two months of imprisonment.
CySEC issues warning against five unauthorised investment entities
The Cyprus Securities and Exchange Commission (CySEC) today issued a warning to the public against dealing with five unauthorised investment entities.
Australian regulator imposes additional licence conditions on Equity Trustees Superannuation
The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on Equity Trustees Superannuation Limited.
ASIC cancels Rynco licence
ASIC has cancelled the Australian financial services (AFS) licence of Rynco Pty Ltd (479840) for ongoing non-compliance.
NFA orders Alggoritmica Portfolio Management to withdraw from membership
The US National Futures Association has ordered Alggoritmica Portfolio Management LLC to withdraw from, and not reapply for, NFA membership.
HK Court sentences former China All Access exec to eight months in prison for false trading
The Court sentenced Ms Wong Yuk Lan, a former Administration Controller of China All Access (Holdings) Limited, to eight months of imprisonment.
SEC files settled charges against Artur Khachatryan for alleged manipulative stock trading scheme
On December 16, 2025, the Securities and Exchange Commission filed settled charges as to Artur Khachatryan, a resident of Tujunga, California.
CFTC agrees to drop lawsuit against Logista Advisors
The lawsuit brought by the Commodity Futures Trading Commission (CFTC) against Logista Advisors LLC and Andrew Harris Serotta has come to an end.
Regulatory News
LEADING BROKERS
LATEST NEWS
- CySEC reminds crypto firms about MiCA licence applications deadline
December 23, 2025 - Nomura International Wealth Management opens new premises in DIFC
December 23, 2025 - FCA cancels First Money Services registration as Small Payment Institution
December 23, 2025 - Equiti appoints Dhanesh Chandrashekhar Arole as Head of Data and AI
December 23, 2025 - Alfa Financial Software CFO Duncan Magrath to retire
December 23, 2025
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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