Maria Nikolova
blocked websites, Consob, featured
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has issued orders for the blocking of access to six unauthorized investment websites.
Maria Nikolova
BMO CMC, featured, FINRA
0 Comments
BMO Capital Markets Corp has agreed to pay a fine of $300,000 as a part of a settlement with FINRA.
Maria Nikolova
ASIC, featured
0 Comments
A Gold Coast husband and wife who ran the ALAMMC Group of companies moved hundreds of thousands of dollars from frozen bank accounts.
Maria Nikolova
FCA, featured, insider dealing, Jefferies
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The FCA has started criminal proceedings against Bobosher Sharipov and Bekzod Avazov for insider dealing.
Maria Nikolova
featured, SEC, Shima Capital Management, Yida Gao
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The Securities and Exchange Commission (SEC) has filed a lawsuit against Yida Gao and Shima Capital Management LLC.
Maria Nikolova
featured, FINRA, Spartan Capital Securities
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The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities, LLC, John Lowry, and Kim Monchik.
Maria Nikolova
cybersecurity, featured, M Holdings, SEC
0 Comments
The Securities and Exchange Commission (SEC) today announced that M Holdings Securities, Inc has agreed to settle charges.
Gerald Segal
CySEC fine, featured, Squared Financial (CY) Ltd, SquaredFinancial
0 Comments
The investigation for which a settlement was reached concerned the verification of the Company’s compliance during the period 10/2022-9/2024.
LEADING BROKERS
LATEST NEWS
Euronext launches Auction Volume Discovery order type for equities 
WNBA champion Sabrina Ionescu becomes Global Brand Ambassador for Ant International 
Crypto.com, 21Shares US partner to bring new investment products tracking CRO token to market 
BNY integrates Gemini Enterprise into its Eliza AI platform 
Capitolis names Okan Pekin its President 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
blocked websites, Consob, featured
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) today announced that it has issued orders for the blocking of access to six unauthorized investment websites.
Maria Nikolova
BMO CMC, featured, FINRA
0 Comments
BMO Capital Markets Corp has agreed to pay a fine of $300,000 as a part of a settlement with FINRA.
Maria Nikolova
ASIC, featured
0 Comments
A Gold Coast husband and wife who ran the ALAMMC Group of companies moved hundreds of thousands of dollars from frozen bank accounts.
Maria Nikolova
FCA, featured, insider dealing, Jefferies
0 Comments
The FCA has started criminal proceedings against Bobosher Sharipov and Bekzod Avazov for insider dealing.
Maria Nikolova
featured, SEC, Shima Capital Management, Yida Gao
0 Comments
The Securities and Exchange Commission (SEC) has filed a lawsuit against Yida Gao and Shima Capital Management LLC.
Maria Nikolova
featured, FINRA, Spartan Capital Securities
0 Comments
The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities, LLC, John Lowry, and Kim Monchik.
Maria Nikolova
cybersecurity, featured, M Holdings, SEC
0 Comments
The Securities and Exchange Commission (SEC) today announced that M Holdings Securities, Inc has agreed to settle charges.
Gerald Segal
CySEC fine, featured, Squared Financial (CY) Ltd, SquaredFinancial
0 Comments
The investigation for which a settlement was reached concerned the verification of the Company’s compliance during the period 10/2022-9/2024.
LEADING BROKERS
LATEST NEWS
Euronext launches Auction Volume Discovery order type for equities WNBA champion Sabrina Ionescu becomes Global Brand Ambassador for Ant International Crypto.com, 21Shares US partner to bring new investment products tracking CRO token to market BNY integrates Gemini Enterprise into its Eliza AI platform Capitolis names Okan Pekin its President 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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