CySEC warns of deficiencies in CIFs compliance with certain aspects of investment laws
CySEC warns of deficiencies in CIFs compliance with certain aspects of the Investment Services and Activities and Regulated Markets Law.
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Category: Regulatory
Glenn Olson to pay $1M for role in Blue Bit Binary Options fraud
Olson admitted that he fabricated purported Binary Options trades in customer accounts and prevented customers from withdrawing funds.
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CFTC cautions the public of trading based on Internet hype
Posts on online message boards and social media platforms have contributed to increased volatility in markets for certain commodities.
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ESMA clarifies application of tick size regime under MiFID II
ESMA amends its Q&As to reflect the amendment in MiFID II which excludes Large in Scale transactions from the mandatory tick size regime.
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FCA orders amendment or withdrawal of 105 financial promotions in Q1 2021
In Q1 2021, the UK FCA reviewed 441 financial promotions, with 105 of them amended or withdrawn.
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