FINRA suspends former Head of US Repo Desk at Cantor
Thomas Sapio, former Head of the U.S. Repurchase Agreements Desk (Repo Desk) at Cantor, is suspended for two months.
Maria Nikolova
Cantor Fitzgerald, featured, FINRA
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Thomas Sapio, former Head of the U.S. Repurchase Agreements Desk (Repo Desk) at Cantor, is suspended for two months.
Gerald Segal
ASIC, featured, Investment Trends, Irene Guiamatsia
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Irene Guiamatsia, who is based in Sydney, spent two years at ASIC (2019-2021) before joining Investment Trends as Head of Research.
Maria Nikolova
AFS licence, ASIC, Ballast Financial Management, featured
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ASIC has cancelled the Australian financial services (AFS) licence of Perth-based financial services provider Ballast Financial Management.
Maria Nikolova
ASIC, Delta Power & Energy, featured, market manipulation
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ASIC is suing Delta Power & Energy (Vales Point) Pty Ltd for allegedly manipulating the ASX 24 market.
Maria Nikolova
FCA, featured, John Burford
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John Burford has pleaded guilty in a £1 million investment fraud case, following a prosecution brought by the UK FCA.
Maria Nikolova
featured, FMA
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Former CBL Group Chief Financial Officer (CFO), Carden Mulholland, has been ordered to pay a pecuniary penalty of $641,250.
Gerald Segal
Austrian FMA, featured, finfluencer
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The FMA has invited Austrian Finfluencers to Vienna for the first time to enter into dialogue with their community.
Maria Nikolova
Consob, featured, Forex website blocked
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Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to six unauthorized investment websites.
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Maria Nikolova
Cantor Fitzgerald, featured, FINRA
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Thomas Sapio, former Head of the U.S. Repurchase Agreements Desk (Repo Desk) at Cantor, is suspended for two months.
Gerald Segal
ASIC, featured, Investment Trends, Irene Guiamatsia
0 Comments
Irene Guiamatsia, who is based in Sydney, spent two years at ASIC (2019-2021) before joining Investment Trends as Head of Research.
Maria Nikolova
AFS licence, ASIC, Ballast Financial Management, featured
0 Comments
ASIC has cancelled the Australian financial services (AFS) licence of Perth-based financial services provider Ballast Financial Management.
Maria Nikolova
ASIC, Delta Power & Energy, featured, market manipulation
0 Comments
ASIC is suing Delta Power & Energy (Vales Point) Pty Ltd for allegedly manipulating the ASX 24 market.
Maria Nikolova
FCA, featured, John Burford
0 Comments
John Burford has pleaded guilty in a £1 million investment fraud case, following a prosecution brought by the UK FCA.
Maria Nikolova
featured, FMA
0 Comments
Former CBL Group Chief Financial Officer (CFO), Carden Mulholland, has been ordered to pay a pecuniary penalty of $641,250.
Gerald Segal
Austrian FMA, featured, finfluencer
0 Comments
The FMA has invited Austrian Finfluencers to Vienna for the first time to enter into dialogue with their community.
Maria Nikolova
Consob, featured, Forex website blocked
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to six unauthorized investment websites.
LATEST NEWS
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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