FINRA imposes $950k fine on Vanguard Marketing Corporation
Vanguard Marketing Corporation (VMC) has agreed to pay a fine of $950,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Regulatory News
Regulatory News
CFTC releases advisory on “Mention” Prediction Markets
These contract types present a heightened risk of manipulation because their settlement turns on the discrete conduct of a person.
Truist Investment Services to pay $275k fine for alleged FINRA rule violations
Truist Investment Services, Inc has agreed to pay a fine of $275,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA orders American Portfolios to pay $400k in fines, $1.2M in restitution
The Financial Industry Regulatory Authority (FINRA) has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest.
German watchdog fines Vivid Money
The German Federal Financial Supervisory Authority (BaFin) has imposed fines totaling €26,000 on Vivid Money S.A.
FCA launches High Court proceedings against Osborne Baldwin Limited
The FCA has commenced High Court proceedings against Osborne Baldwin Limited, which trades as Hunter Jones and Hunter Jones Group.
SEC files lawsuit against Jeremiah Silkowski and SQN Capital Management
The Securities and Exchange Commission (SEC) has filed a lawsuit against Jeremiah Silkowski and SQN Capital Management LLC.
HK regulator secures continuation of worldwide freezing orders against Lo Kai Bong and Major Success Group
The Securities and Futures Commission (SFC) of Hong Kong has obtained from the Court of First Instance an extension of the worldwide freezing orders against Mr Lo Kai Bong.
LEADING BROKERS
LATEST NEWS
TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations
October 2, 2026
CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares
October 2, 2026
SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act
October 2, 2026
Citadel Securities, Wolfe Research to establish JV
October 2, 2026
Webull partners with X, to serve as Cashtag Partner for stocks and crypto trading
October 2, 2026
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Regulatory News
FINRA imposes $950k fine on Vanguard Marketing Corporation
Vanguard Marketing Corporation (VMC) has agreed to pay a fine of $950,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
CFTC releases advisory on “Mention” Prediction Markets
These contract types present a heightened risk of manipulation because their settlement turns on the discrete conduct of a person.
Truist Investment Services to pay $275k fine for alleged FINRA rule violations
Truist Investment Services, Inc has agreed to pay a fine of $275,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA orders American Portfolios to pay $400k in fines, $1.2M in restitution
The Financial Industry Regulatory Authority (FINRA) has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest.
German watchdog fines Vivid Money
The German Federal Financial Supervisory Authority (BaFin) has imposed fines totaling €26,000 on Vivid Money S.A.
FCA launches High Court proceedings against Osborne Baldwin Limited
The FCA has commenced High Court proceedings against Osborne Baldwin Limited, which trades as Hunter Jones and Hunter Jones Group.
SEC files lawsuit against Jeremiah Silkowski and SQN Capital Management
The Securities and Exchange Commission (SEC) has filed a lawsuit against Jeremiah Silkowski and SQN Capital Management LLC.
HK regulator secures continuation of worldwide freezing orders against Lo Kai Bong and Major Success Group
The Securities and Futures Commission (SFC) of Hong Kong has obtained from the Court of First Instance an extension of the worldwide freezing orders against Mr Lo Kai Bong.
Regulatory News
LEADING BROKERS
LATEST NEWS
- TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations
October 2, 2026 - CMC Markets CEO Lord Peter Cruddas commits to purchase £5 million in shares
October 2, 2026 - SEC announces settled charges against J.P. Morgan for alleged violations of Securities Exchange Act
October 2, 2026 - Citadel Securities, Wolfe Research to establish JV
October 2, 2026 - Webull partners with X, to serve as Cashtag Partner for stocks and crypto trading
October 2, 2026
FNG NEWSLETTER
Don't Miss a Story!
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
You have Successfully Subscribed!
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