German watchdog imposes €1.65M fine on Barclays
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
Maria Nikolova
Bafin, Barclays, featured
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Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
Regulatory News/ Retail Forex News
Gerald Segal
featured, Google Play, SEBI India, trading app
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The Verified badge will be used for all stock trading apps in India that are offered by entities that are registered with SEBI.
Maria Nikolova
BTIG, featured, FINRA
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BTIG, LLC has agreed to pay a fine of $600,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
blocked websites, Consob, featured
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Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to 14 websites.
Maria Nikolova
featured, KNT, market manipulation, SFC
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The Hong Kong Court of First Instance has granted an interim injunction order against four suspected manipulators of the shares of KNT Holdings Limited.
Maria Nikolova
Aegis Capital, featured, FINRA
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Aegis Capital Corp has agreed to pay a fine as a part of a settlement with the Financial Industry Regulatory Authority.
Maria Nikolova
featured, SFC, Thunder
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The SFC has prohibited Mr Lui Pak Tong (also known as Patrick Lui), a former licensed representative of Thunder Capital Limited, from re-entering the industry for life.
Gerald Segal
event contracts, featured, prediction markets, Prediction Markets Are Gambling Act, prediction markets regulation, sports betting
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The Prediction Markets Are Gambling Act would prohibit listing a contract that closely resembles a sports bet or a casino-style game.
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With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
Bafin, Barclays, featured
0 Comments
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
Regulatory News/ Retail Forex News
Gerald Segal
featured, Google Play, SEBI India, trading app
0 Comments
The Verified badge will be used for all stock trading apps in India that are offered by entities that are registered with SEBI.
Maria Nikolova
BTIG, featured, FINRA
0 Comments
BTIG, LLC has agreed to pay a fine of $600,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
blocked websites, Consob, featured
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to 14 websites.
Maria Nikolova
featured, KNT, market manipulation, SFC
0 Comments
The Hong Kong Court of First Instance has granted an interim injunction order against four suspected manipulators of the shares of KNT Holdings Limited.
Maria Nikolova
Aegis Capital, featured, FINRA
1 Comment
Aegis Capital Corp has agreed to pay a fine as a part of a settlement with the Financial Industry Regulatory Authority.
Maria Nikolova
featured, SFC, Thunder
0 Comments
The SFC has prohibited Mr Lui Pak Tong (also known as Patrick Lui), a former licensed representative of Thunder Capital Limited, from re-entering the industry for life.
Gerald Segal
event contracts, featured, prediction markets, Prediction Markets Are Gambling Act, prediction markets regulation, sports betting
0 Comments
The Prediction Markets Are Gambling Act would prohibit listing a contract that closely resembles a sports bet or a casino-style game.
LATEST NEWS
CFTC sues AZ, CT, IL on Prediction Markets citing overzealous state regulators
CFTC secures summary judgment against Infinity Q founder
Bloomberg expands MAC3 models to include alternative asset space
TradingView introduces AI Chart Copilot
SoFi launches Big Business Banking FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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