HSBC to pay $25k fine for alleged violations of CME rules
International derivatives marketplace CME Group has imposed a $25,000 fine on HSBC Securities (USA) Inc.
CME fine
CME fines Schonfeld Strategic Management for alleged NYMEX rule violation
International derivatives marketplace CME Group has posted a notice of disciplinary action against Schonfeld Strategic Management LLC.
CME fines BNP Paribas for alleged violation of NYMEX rules
International derivatives marketplace CME Group today issued a notice of disciplinary action against BNP Paribas S.A.
CME fines Peter Kosanovich (MGLA) for “unbusinesslike language”
International derivatives marketplace CME Group has issued a notice of disciplinary action against Peter Kosanovich (MGLA).
CME Group fines, suspends trader for violating wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jeong Taewon.
Glencore Singapore to pay $20k fine for alleged NYMEX rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Glencore Singapore PTE Ltd.
CME fines Bright Point Capital for violating wash trades prohibition
CME Group has imposed a fine of $75,000 on Bright Point Capital Pte. Ltd for alleged violations of NYMEX rules.
CME fines Morgan Stanley for alleged violations of SEF rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against Morgan Stanley & Co. LLC.
CME Group fines, suspends trader for violating disruptive practices prohibition
International derivatives marketplace CME Group has taken disciplinary action against Brian Sherman.
CME fines, suspends trader for alleged CBOT rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
