CME fines Sharp Link Developments for violations of NYMEX rules
Sharp Link must pay a fine in the amount of $300,000 and is permanently suspended from direct access to any trading floor owned by CME Group.
Sharp Link must pay a fine in the amount of $300,000 and is permanently suspended from direct access to any trading floor owned by CME Group.
Pei must pay a fine in the amount of $75,000, and is permanently suspended from access to any trading floor owned or controlled by CME Group.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jie Yu.
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
ADM Investor Services, Inc. has agreed to pay a fine of $450,000 to settle CME charges.
DRW Holdings LLC has agreed to pay a fine of $55,000 under an offer of settlement with CME Group.
International derivatives marketplace CME Group has issued a notice of disciplinary action against First Trust Advisors LP.
A CME Panel ordered Vitol to pay a $45,000 fine and to disgorge profits in the amount of $1,570.
On 26 occasions in May 2023, Oil Brokerage Limited did not report block trades timely to the Exchange.
BBVA AM will pay a fine of $25,000 as a part of a settlement with international derivatives marketplace CME Group.