CME, CME fine, featured, Morgan Stanley
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Morgan Stanley & Co. LLC.
CME fine, CME Group, featured
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International derivatives marketplace CME Group has taken disciplinary action against Brian Sherman.
CBOT, CME fine, featured
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
CME fine, CME Group, featured, wash trades
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International derivatives marketplace CME Group has published a notice of disciplinary action against Jatin Rasiklal Mansata.
CME, CME fine, featured, Wells Fargo Securities
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International derivatives marketplace CME Group has published a notice of disciplinary action against Wells Fargo Securities, LLC (WFS).
3 Crowns Capital, CME, CME fine, featured
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The Panel also ordered that Pang and 3 Crowns Capital be jointly and severally liable for disgorgement in the amount of $3,398,251.
CME fine, CME Group, featured
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Chunyu Mao.
CME fine, featured, NYMEX
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Adam Cobb-Webb must pay a fine in the amount of $75,000 and disgorge the monetary benefit in the amount of $191,670.
Straits Financial LLC submitted incomplete large trader positions in several CME, CBT, NYMEX, and COMEX futures and options contracts.
International derivatives marketplace CME Group has published a notice of disciplinary action against David Hall.
