Wedbush Securities to pay $175k fine for alleged violations of CME rules
In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
International derivatives marketplace CME Group has posted a notice of disciplinary action against StoneX Financial Inc.
In accordance with the settlement offer, the Clearing House Risk Committee imposed a $50,000 fine on HSBC Securities (USA) Inc.
International derivatives marketplace CME Group has taken a disciplinary action against Xiao Hu Liu.
The Clearing House Risk Committee found that UBS Securities LLC violated CBOT Rules 930.E.1, 930.E.2., 930.F., and 971.A.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jayaraj Perumalswamy.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Kershner Commodity Trading Group.
Sharp Link must pay a fine in the amount of $300,000 and is permanently suspended from direct access to any trading floor owned by CME Group.
Pei must pay a fine in the amount of $75,000, and is permanently suspended from access to any trading floor owned or controlled by CME Group.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jie Yu.