CME, CME fine, featured, Wedbush Securities
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In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
CME, CME fine, featured, StoneX Financial
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International derivatives marketplace CME Group has posted a notice of disciplinary action against StoneX Financial Inc.
CME fine, HSBC Securities USA Inc
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In accordance with the settlement offer, the Clearing House Risk Committee imposed a $50,000 fine on HSBC Securities (USA) Inc.
CBOT, CME, CME fine, featured
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International derivatives marketplace CME Group has taken a disciplinary action against Xiao Hu Liu.
CME, CME fine, featured, UBS
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The Clearing House Risk Committee found that UBS Securities LLC violated CBOT Rules 930.E.1, 930.E.2., 930.F., and 971.A.
CME, CME fine, featured, wash trades
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Jayaraj Perumalswamy.
CBOT, CME, CME fine, featured, Kershner
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International derivatives marketplace CME Group has issued a notice of disciplinary action against Kershner Commodity Trading Group.
CME, CME fine, featured, Sharp Link
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Sharp Link must pay a fine in the amount of $300,000 and is permanently suspended from direct access to any trading floor owned by CME Group.
CME, CME fine, featured, NYMEX
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Pei must pay a fine in the amount of $75,000, and is permanently suspended from access to any trading floor owned or controlled by CME Group.
CME, CME fine, featured
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Jie Yu.
