CME Group fines, suspends trader for violating disruptive practices prohibition
International derivatives marketplace CME Group has taken disciplinary action against Brian Sherman.
CME fine
CME fines, suspends trader for alleged CBOT rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
CME suspends trader for five years for violating wash trades prohibition
International derivatives marketplace CME Group has published a notice of disciplinary action against Jatin Rasiklal Mansata.
CME fines Wells Fargo Securities for rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against Wells Fargo Securities, LLC (WFS).
CME Group fines Aaron Dao Chang Pang for false representations in 3 Crowns’ application to incentive program
The Panel also ordered that Pang and 3 Crowns Capital be jointly and severally liable for disgorgement in the amount of $3,398,251.
CME Group fines, suspends trader for engaging in prohibited trading practices
International derivatives marketplace CME Group has posted a notice of disciplinary action against Chunyu Mao.
CME suspends trader for nine months for engaging in disruptive practices
Adam Cobb-Webb must pay a fine in the amount of $75,000 and disgorge the monetary benefit in the amount of $191,670.
Straits Financial gets a slap on the wrist for CME rule violation
Straits Financial LLC submitted incomplete large trader positions in several CME, CBT, NYMEX, and COMEX futures and options contracts.
CME fines trader for rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against David Hall.
G.H. Financials to pay $150k fine for CME rule violations
International derivatives marketplace CME Group has issued a notice of disciplinary action against G.H. Financials, LLC.
