Marex Spectron International to pay $110k fine for alleged violations of NYMEX rules
CME Group has posted a notice of disciplinary action against Marex Spectron International Limited.
NYMEX
TP ICAP Global Markets Americas to pay $165k fine for alleged NYMEX rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against TP ICAP Global Markets Americas LLC.
Santander US Capital Markets to pay $50k fine for alleged NYMEX rule violations
CME Group has posted a notice of disciplinary action against Santander US Capital Markets LLC.
NYMEX, COMEX grant Texas Precious Metals application for Approved Depository for gold, silver, platinum, palladium
NYMEX and COMEX have approved the application of Texas Precious Metals, LLC to become an Approved Depository for gold, gold (enhanced delivery), silver, platinum, and palladium.
SEC files insider trading charges against retired trader for New York Mercantile Exchange
The Securities and Exchange Commission (SEC) has filed a lawsuit against Gerard Ryan, a retired trader for New York Mercantile Exchange.
CME Group fines Zephyr Energy Broking for alleged NYMEX rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Zephyr Energy Broking Inc.
CME Group fines Louis Dreyfus Company for alleged violations of NYMEX rules
International derivatives marketplace CME Group has published a notice of disciplinary action against Louis Dreyfus Company LLC.
CME Group imposes $145k fine on Oil Brokerage
International derivatives marketplace CME Group has posted a notice of disciplinary acton against Oil Brokerage Ltd.
CME Group fines, suspends prop trader for alleged violations of NYMEX rules
Demetriou took action based on non-public order information that had been disclosed by an employee of a brokerage firm.
CME Group fines, suspends broker for allegedly disclosing non-public info regarding customer orders
International derivatives marketplace CME Group has posted a notice of disciplinary action against Kevin Milan, a broker located in the United States.
