Barclays Capital, CME, featured, NYMEX
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Barclays Capital Inc has agreed to pay a fine of $25,000 for alleged violations of NYMEX rules.
CME fine, featured, NYMEX
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Adam Cobb-Webb must pay a fine in the amount of $75,000 and disgorge the monetary benefit in the amount of $191,670.
CME, Eagle Seven, featured, NYMEX
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International derivatives marketplace CME Group has posted a notice of disciplinary action as to Eagle Seven LLC.
CME, CME fine, featured, NYMEX
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Pei must pay a fine in the amount of $75,000, and is permanently suspended from access to any trading floor owned or controlled by CME Group.
CME fine, featured, GFI Securities, NYMEX
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GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
CME fine, featured, NYMEX, Oil Brokerage
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On 26 occasions in May 2023, Oil Brokerage Limited did not report block trades timely to the Exchange.
CME, COMEX, featured, NYMEX
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Jun-Ming Lai entered orders in the June 2020 COMEX Gold futures markets with the intent, at the time of order entry, to cancel the orders to avoid execution.
CME, featured, NYMEX, TP Europe, Tullett Prebon
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Tullett Prebon (Europe) Ltd neither admitted nor denied the rule violations or factual allegations upon which the penalty is based.
CME fine, CME Group, featured, Millennium Management LLC, NYMEX
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In accordance with the settlement offer, the Panel ordered Millennium Management LLC to pay a $90,000 fine.
Challenger Life Company, CME, featured, NYMEX
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In accordance with the settlement offer, the Panel ordered Challenger to pay a fine to the Exchange in the amount of $60,000.
