CME fines Shay Capital for alleged rule violations
A trader entered buy and sell orders in E-mini S&P 500 futures that matched between two Shay Capital accounts with common beneficial ownership.
A trader entered buy and sell orders in E-mini S&P 500 futures that matched between two Shay Capital accounts with common beneficial ownership.
Chia-Chun Lin executed numerous wash trades in the April 2021 Platinum Futures market between accounts with common beneficial ownership.
The order requires Bansal, Agarwal, Aralia, and Vintage jointly and severally to pay a $100,000 civil monetary penalty.
Bank of America NA has agreed to pay a fine as a part of an offer of settlement related to alleged violations of CBOT rules.
Tujun Hong will have to serve a five-year suspension from access to any trading floor owned or controlled by CME Group.
The SEC accuses Suyun Gu and Yong Lee of perpetrating a fraudulent options-trading through thousands of “wash trades”.
Banca Patrimoni Sella & C SpA has agreed to pay a fine for failure to diligently supervise its employees, who broke CME’s rules.
SpeedRoute has failed to establish a supervisory system, reasonably designed to achieve compliance with rules prohibiting manipulative activity.
CME Chief Regulatory Officer issued charges against Jin Li for violating CME rules prohibiting wash trades.
COMEX has suspended Burr Jennings for six months due to his violation of the Exchange rule prohibiting wash trades.