CME, CME fine, Shay Capital, wash trades
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A trader entered buy and sell orders in E-mini S&P 500 futures that matched between two Shay Capital accounts with common beneficial ownership.
CME, NYMEX, wash trades
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Chia-Chun Lin executed numerous wash trades in the April 2021 Platinum Futures market between accounts with common beneficial ownership.
Aralia Securities, Kunal Bansal, Vinit Agarwal, Vintage Bullion DMCC, wash trades
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The order requires Bansal, Agarwal, Aralia, and Vintage jointly and severally to pay a $100,000 civil monetary penalty.
BANA, Bank of America, Bank of America NA, CME, CME fine, wash trades
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Bank of America NA has agreed to pay a fine as a part of an offer of settlement related to alleged violations of CBOT rules.
CME suspension, NYMEX, wash trades
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Tujun Hong will have to serve a five-year suspension from access to any trading floor owned or controlled by CME Group.
The SEC accuses Suyun Gu and Yong Lee of perpetrating a fraudulent options-trading through thousands of “wash trades”.
Banca Sella, CME fine, wash trades
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Banca Patrimoni Sella & C SpA has agreed to pay a fine for failure to diligently supervise its employees, who broke CME’s rules.
SpeedRoute, spoofing, wash trades
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SpeedRoute has failed to establish a supervisory system, reasonably designed to achieve compliance with rules prohibiting manipulative activity.
CME, CME rules, wash trades
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CME Chief Regulatory Officer issued charges against Jin Li for violating CME rules prohibiting wash trades.
Burr Jennings, COMEX, Commodity Exchange, wash trades
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COMEX has suspended Burr Jennings for six months due to his violation of the Exchange rule prohibiting wash trades.
