CME Group fines Thai prop trading firm Riccio Holding for alleged violations of wash trades ban
Thai proprietary trading firm Riccio Holding Limited has agreed to pay a fine of $35,000 for alleged violations of CME Group rules.
wash trades
CME Group suspends Vietnamese retail trader for five years for violations of wash trades prohibition
International derivatives marketplace CME Group has fined and suspended Van Thi Quy for violating the wash trades prohibition.
CME Group fines Yixing Mingao Metal Material Trading Co
International derivatives marketplace CME Group has posted a notice of disciplinary action against Yixing Mingao Metal Material Trading Co., Ltd.
HK retail trader convicted for “scaffolding” and wash trades
The Eastern Magistrates’ Courts today convicted Mr Ng Ka Hei of seven counts of false trading in the shares of six Hong Kong-listed companies.
CME Group suspends institutional trader for alleged violations of wash trades prohibition
International derivatives marketplace CME Group has suspended a Brazil-based institutional trader for alleged violations of wash trades prohibition.
CME Group fines, suspends trader for alleged violation of wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jonathan Jungk.
CME Group fines TD Bank for alleged violation of wash trades prohibition
International derivatives marketplace CME Group today posted a notice of disciplinary action against The Toronto-Dominion Bank.
CME Group fines Tanius Technology for alleged violations of CBOT rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against Tanius Technology LLC.
CME Group fines, suspends trader for violating wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Kin Chung Lam.
CME fines Mark IV Brokerage for alleged violations of wash trades prohibition
International derivatives marketplace CME Group today posted a notice of disciplinary action against Mark IV Brokerage, LLC.
