BBVA, CME, CME fine, featured, wash trades
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BBVA AM will pay a fine of $25,000 as a part of a settlement with international derivatives marketplace CME Group.
CME fine, COMEX, featured, wash trades
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International derivatives marketplace CME Group has imposed a fine of $15,000 on Lewis Langston for violating wash trades prohibition.
ASIC, finfluencer, pump and dump schemes, social media scam, wash trades
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Gabriel Govinda (known online as ‘Fibonarchery’) has been sentenced to two and a half years imprisonment.
CME, CME fine, featured, Marex, wash trades
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In accordance with a settlement offer, CME ordered Marex to pay a fine in the amount of $50,000.
CME, CME fine, Shay Capital, wash trades
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A trader entered buy and sell orders in E-mini S&P 500 futures that matched between two Shay Capital accounts with common beneficial ownership.
CME, NYMEX, wash trades
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Chia-Chun Lin executed numerous wash trades in the April 2021 Platinum Futures market between accounts with common beneficial ownership.
Aralia Securities, Kunal Bansal, Vinit Agarwal, Vintage Bullion DMCC, wash trades
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The order requires Bansal, Agarwal, Aralia, and Vintage jointly and severally to pay a $100,000 civil monetary penalty.
BANA, Bank of America, Bank of America NA, CME, CME fine, wash trades
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Bank of America NA has agreed to pay a fine as a part of an offer of settlement related to alleged violations of CBOT rules.
CME suspension, NYMEX, wash trades
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Tujun Hong will have to serve a five-year suspension from access to any trading floor owned or controlled by CME Group.
The SEC accuses Suyun Gu and Yong Lee of perpetrating a fraudulent options-trading through thousands of “wash trades”.
