CME, CME fine, featured, Makor Securities London
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In accordance with a settlement offer, CME ordered Makor to pay a fine in the amount of $35,000.
CME, CME fine, featured, Marex, wash trades
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In accordance with a settlement offer, CME ordered Marex to pay a fine in the amount of $50,000.
CME, CME fine, featured
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CME has issued a notice of disciplinary action against Tajgir Rahman, who will have to pay a $200,000 fine.
CME fine, CME Group, StoneX Financial
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In accordance with the settlement offer, CME imposed a $50,000 fine on StoneX Financial Inc.
CME fine, CME Group, featured, Millennium Management LLC, NYMEX
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In accordance with the settlement offer, the Panel ordered Millennium Management LLC to pay a $90,000 fine.
CME, CME fine, Shay Capital, wash trades
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A trader entered buy and sell orders in E-mini S&P 500 futures that matched between two Shay Capital accounts with common beneficial ownership.
CME, CME fine, featured, Prime Ag
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A principal of Prime Ag successfully requested account changes and transfers for trades he executed for customers in futures markets.
CME, CME fine, COMEX, Gold Street Trading
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Gold Street will have to pay a fine in the amount of $85,000 for violating CME rules, including ones concerning trade reporting.
CME fine, JihSun Futures
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JihSun Futures failed to diligently supervise its employees in a manner sufficient to ensure that their conduct was consistent with CME rules.
CME, CME fine, NYMEX
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Eric Schwartz must pay a $10,000 fine and serve a six-month trading suspension from access to any trading floor controlled by CME Group.
