G.H. Financials to pay $150k fine for CME rule violations
International derivatives marketplace CME Group has issued a notice of disciplinary action against G.H. Financials, LLC.
International derivatives marketplace CME Group has issued a notice of disciplinary action against G.H. Financials, LLC.
International derivatives marketplace CME Group has imposed a one-year suspension on Charlie Cai for violations of COMEX rules.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Sungbeon Kang.
In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
International derivatives marketplace CME Group has posted a notice of disciplinary action against StoneX Financial Inc.
In accordance with the settlement offer, the Clearing House Risk Committee imposed a $50,000 fine on HSBC Securities (USA) Inc.
International derivatives marketplace CME Group has taken a disciplinary action against Xiao Hu Liu.
The Clearing House Risk Committee found that UBS Securities LLC violated CBOT Rules 930.E.1, 930.E.2., 930.F., and 971.A.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jayaraj Perumalswamy.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Kershner Commodity Trading Group.