CME fines, suspends trader for alleged CBOT rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Yueyu Bao.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Brian Solberg.
International derivatives marketplace CME Group has taken a disciplinary action against Xiao Hu Liu.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Kershner Commodity Trading Group.
The CBOT panel ordered Joel Stone to pay a fine of $30,000 and to pay disgorgement of profits in the amount of $31,231.
In accordance with the settlement offer, the Panel ordered Edgehog to pay disgorgement of profits in the amount of $151,962.
During the month of November 2022, StoneX Financial, Inc. inaccurately reported its large trader positions.
Monick LLC has agreed to pay a $50,000 fine under an offer of settlement with the CME Group regarding alleged CBOT rules violations.
In accordance with the settlement offer, the CBOT Panel ordered R.J. O’Brien & Associates (RJO) to pay a $20,000 fine.