CBOT, CME Group, featured, RJO
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In accordance with the settlement offer, the CBOT Panel ordered R.J. O’Brien & Associates (RJO) to pay a $20,000 fine.
CBOT, CME Group, Societe Generale
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In accordance with the settlement offer, the CBOT Panel ordered Société Générale International Limited to pay a $40,000 fine.
CBOT, CME Group, Wedbush Securities
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In accordance with a settlement offer, Wedbush Securities has agreed to pay a $50,000 fine.
CBOT, CME, NYMEX, StoneX
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StoneX Financial Inc will pay a fine of $5,000 for violating CME rules concerning bunched orders.
CBOT, CME, Nomura, Nomura fine, Nomura Securities
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Nomura Securities International has agreed to pay a fine in the amount of $50,000 for violations of CBOT rules.
CBOT, Citigroup fined, CME, CME fine
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Citigroup Global Markets Inc has agreed to pay a $50,000 fine for violation of CBOT Rules 971.A.1., 971.E. and 971.F.
CBOT, CME, IBKR, Interactive Brokers
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Electronic trading major Interactive Brokers has expanded the lineup of products available to trade on the IBKR platform.
CBOT, Goldman fine, Goldman Sachs
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Goldman Sachs & Co LLC gets a small fine for inaccurate reporting of its open interest in August 2021 NYMEX Crude Oil Futures contracts.
CBOT, CME, Credit Suisse
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Credit Suisse Securities (USA) has agreed to pay a fine of $150,000 as a part of a settlement for violating CBOT rules.
CBOT, StoneX, StoneX Financial Inc
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StoneX was fined because it transferred positions between customer accounts with different beneficial ownership and without appropriate Exchange approval.
