DRW Investments to pay disgorgement of $465k for alleged CBOT rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against DRW Investments LLC.
International derivatives marketplace CME Group has published a notice of disciplinary action against DRW Investments LLC.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Lee Sung Ok.
International derivatives marketplace CME Group has posted a notice of disciplinary action against BNP Paribas Securities Corp.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Yueyu Bao.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Brian Solberg.
International derivatives marketplace CME Group has taken a disciplinary action against Xiao Hu Liu.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Kershner Commodity Trading Group.
The CBOT panel ordered Joel Stone to pay a fine of $30,000 and to pay disgorgement of profits in the amount of $31,231.
In accordance with the settlement offer, the Panel ordered Edgehog to pay disgorgement of profits in the amount of $151,962.