FINRA imposes $800k fine on Revere Securities
The Financial Industry Regulatory Authority (FINRA) has fined Revere Securities LLC $800,000 for anti-money laundering (AML) and supervisory violations.
The Financial Industry Regulatory Authority (FINRA) has fined Revere Securities LLC $800,000 for anti-money laundering (AML) and supervisory violations.
Revere Securities LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.