Maria Nikolova
CaaStle, Christine Hunsicker, featured, Gwynnie Bee, SEC
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The SEC today announced that it charged Christine Hunsicker, the co-founder, Chief Executive Officer, and Chair of CaaStle, Inc.
Maria Nikolova
D'Ambrosio, featured, Hereford, SEC
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The Securities and Exchange Commission (SEC) has launched a lawsuit against Joseph J. D’Ambrosio at the New York Southern District Court.
Maria Nikolova
featured, FINRA, First Southern
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First Southern, LLC has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Gerald Segal
CommexFX, CySEC, featured, Stavros Hadjikyriakos
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Even the regulators need to follow the rules.
Maria Nikolova
Consob, crypto websites blocked, featured, Forex website blocked
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Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to five new websites through which financial services are abusively offered.
Maria Nikolova
ASIC, featured
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ASIC has issued infringement notices to two AFS licensees whose financial advisers provided personal advice while unregistered.
Maria Nikolova
featured, HF Asset Management, SFC
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The SFC has prohibited Tong Ho Yin, a former responsible officer of HF Asset Management Limited, from returning to the industry for nine years.
Maria Nikolova
Barclays, FCA, featured
0 Comments
The FCA has fined Barclays a total of £42 million for separate instances of failings in its financial crime risk management.
LEADING BROKERS
LATEST NEWS
Interactive Brokers registers 27% Y/Y increase in DARTs in July 2025 
How to Invest in Solana: A Guide for Crypto-Curious Traders 
Cboe registers record Global FX net revenue of $23.6M in Q2 2025 
FCA to open retail access to crypto ETNs 
Lukas Enzersdorfer-Konrad replaces Paul Klanschek as Co-CEO of Bitpanda 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
CaaStle, Christine Hunsicker, featured, Gwynnie Bee, SEC
0 Comments
The SEC today announced that it charged Christine Hunsicker, the co-founder, Chief Executive Officer, and Chair of CaaStle, Inc.
Maria Nikolova
D'Ambrosio, featured, Hereford, SEC
0 Comments
The Securities and Exchange Commission (SEC) has launched a lawsuit against Joseph J. D’Ambrosio at the New York Southern District Court.
Maria Nikolova
featured, FINRA, First Southern
0 Comments
First Southern, LLC has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Gerald Segal
CommexFX, CySEC, featured, Stavros Hadjikyriakos
0 Comments
Even the regulators need to follow the rules.
Maria Nikolova
Consob, crypto websites blocked, featured, Forex website blocked
0 Comments
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to five new websites through which financial services are abusively offered.
Maria Nikolova
ASIC, featured
0 Comments
ASIC has issued infringement notices to two AFS licensees whose financial advisers provided personal advice while unregistered.
Maria Nikolova
featured, HF Asset Management, SFC
0 Comments
The SFC has prohibited Tong Ho Yin, a former responsible officer of HF Asset Management Limited, from returning to the industry for nine years.
Maria Nikolova
Barclays, FCA, featured
0 Comments
The FCA has fined Barclays a total of £42 million for separate instances of failings in its financial crime risk management.
LEADING BROKERS
LATEST NEWS
Interactive Brokers registers 27% Y/Y increase in DARTs in July 2025 How to Invest in Solana: A Guide for Crypto-Curious Traders Cboe registers record Global FX net revenue of $23.6M in Q2 2025 FCA to open retail access to crypto ETNs Lukas Enzersdorfer-Konrad replaces Paul Klanschek as Co-CEO of Bitpanda 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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