Maria Nikolova
SEC, UBI Blockchain
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The Securities and Exchange Commission (SEC) has issued an order revoking the registration of UBI Blockchain Internet securities.
Gerald Segal
featured, Octa Markets Cyprus Ltd, OctaFX, Pavel Prozorov
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CySEC’s actions come after earlier this summer Indian authorities seized assets of Pavel Prozorov including a luxury yacht.
Maria Nikolova
featured, SFC
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The Securities and Futures Commission (SFC) has banned Mr Suen Kin-wing, a former Associate Director of UBS, from re-entering the industry for life.
Maria Nikolova
CySEC, featured, investment fraud
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CySEC has launched a new quiz designed to help investors assess their ability to recognize investment fraud.
Maria Nikolova
featured, FINRA, Harley Capital
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The Financial Industry Regulatory Authority (FINRA) has fined and suspended Joseph Warner Rozof for using his personal phone for business communications.
Maria Nikolova
AlphaThorn, ASIC, featured, Metal Alpha
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ASIC has permanently banned Brett Paul Trevillian from providing financial services and engaging in credit activities.
Maria Nikolova
ASIC, featured, UGC, United Global Capital
0 Comments
ASIC found that Petrovic failed key advice obligations when recommending clients to invest into financial products related to United Global Capital (UGC).
Maria Nikolova
featured, SEC, Vanguard Advisers
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The Securities and Exchange Commission (SEC) announced today that it has filed a settled administrative proceeding against Vanguard Advisers, Inc.
LEADING BROKERS
LATEST NEWS
Argamon / Afterprime to utilize Centroid Bridge multi-asset connectivity 
FX week in review: IG buys crypto exchange, Hantec Prime CEO, Investa options app launch 
CME Group fines StoneX Financial for alleged NYMEX rule violation 
Robinhood Money Drills to launch at four new campuses 
CySEC warns of fraudulent emails concerning alleged renewal of certificates FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
SEC, UBI Blockchain
0 Comments
The Securities and Exchange Commission (SEC) has issued an order revoking the registration of UBI Blockchain Internet securities.
Gerald Segal
featured, Octa Markets Cyprus Ltd, OctaFX, Pavel Prozorov
0 Comments
CySEC’s actions come after earlier this summer Indian authorities seized assets of Pavel Prozorov including a luxury yacht.
Maria Nikolova
featured, SFC
0 Comments
The Securities and Futures Commission (SFC) has banned Mr Suen Kin-wing, a former Associate Director of UBS, from re-entering the industry for life.
Maria Nikolova
CySEC, featured, investment fraud
0 Comments
CySEC has launched a new quiz designed to help investors assess their ability to recognize investment fraud.
Maria Nikolova
featured, FINRA, Harley Capital
0 Comments
The Financial Industry Regulatory Authority (FINRA) has fined and suspended Joseph Warner Rozof for using his personal phone for business communications.
Maria Nikolova
AlphaThorn, ASIC, featured, Metal Alpha
0 Comments
ASIC has permanently banned Brett Paul Trevillian from providing financial services and engaging in credit activities.
Maria Nikolova
ASIC, featured, UGC, United Global Capital
0 Comments
ASIC found that Petrovic failed key advice obligations when recommending clients to invest into financial products related to United Global Capital (UGC).
Maria Nikolova
featured, SEC, Vanguard Advisers
0 Comments
The Securities and Exchange Commission (SEC) announced today that it has filed a settled administrative proceeding against Vanguard Advisers, Inc.
LEADING BROKERS
LATEST NEWS
Argamon / Afterprime to utilize Centroid Bridge multi-asset connectivity FX week in review: IG buys crypto exchange, Hantec Prime CEO, Investa options app launch CME Group fines StoneX Financial for alleged NYMEX rule violation Robinhood Money Drills to launch at four new campuses CySEC warns of fraudulent emails concerning alleged renewal of certificates 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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