Nasdaq fines Stifel, Nicolaus & Company for alleged rule violations
Stifel, Nicolaus & Company, Inc has agreed to pay a fine of $70,000 as a part of a settlement with Nasdaq.
Stifel, Nicolaus & Company, Inc has agreed to pay a fine of $70,000 as a part of a settlement with Nasdaq.
Nasdaq has posted a notice of disciplinary action against Susquehanna Securities, LLC.
Nasdaq Verafin today announced the next phase of its Agentic AI Workforce, introducing new role-based agentic workers, beginning with the Agentic AML Analyst and the Agentic Fraud Analyst.
Nasdaq Inc (NASDAQ:NDAQ) today announced the launch of the Nasdaq Economic Institute, a new research platform.
TD Securities (USA) LLC, as successor to Cowen & Company LLC, has agreed to pay a fine of $85,000 as a part of a settlement with Nasdaq Texas.
International derivatives marketplace CME Group today announced plans to launch Nasdaq CME Crypto Index futures on June 8, 2026.
Wise (NASDAQ:WSE, LON:WISE) today announcesdits listing on Nasdaq, with trading to commence at 9:30am ET.
Jeffrey S. Davis joins OCC’s Board, Stephen Luparello re-elected as chairman and Andrej Bolkovic re-elected as Management Director.
Instinet, LLC has agreed to pay a fine of $25,000 as a part of a settlement with Nasdaq PHLX LLC.
Nasdaq, Inc. (NASDAQ:NDAQ) today reported financial results for the first quarter of 2026.