Germany’s Federal Financial Supervisory Authority (Bafin) has ordered Cadence Growth Capital GmbH to submit its contracts with placement agents.
The German Federal Financial Supervisory Authority (BaFin) has imposed fines totaling €16,000 on Wise Europe SA.
The Federal Financial Supervisory Authority (Bafin) today announced the imposition of administrative fines totaling €187,500 on Brown Capital Management LLC.
The Federal Financial Supervisory Authority (Bafin) has imposed an administrative fine of €240,000 on TeamViewer SE.
The German Federal Financial Supervisory Authority (BaFin) is increasing transparency for retail investors when trading highly speculative leveraged products.
The Federal Financial Supervisory Authority (Bafin) today announced that it has imposed an administrative fine of €80,000 on Resolution Capital Limited.
The German Federal Financial Supervisory Authority (BaFin) has ordered Instinet Germany GmbH, headquartered in Frankfurt am Main, to rectify extensive deficiencies.
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
The German Federal Financial Supervisory Authority (BaFin) has imposed three fines totaling €140,000 on DLT Securities GmbH.
Clearstream Europe AG, headquartered in Frankfurt am Main, must ensure that its business organization is compliant with regulatory requirements.
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