The Federal Financial Supervisory Authority (Bafin) today announced that it has imposed an administrative fine of €80,000 on Resolution Capital Limited.
The German Federal Financial Supervisory Authority (BaFin) has ordered Instinet Germany GmbH, headquartered in Frankfurt am Main, to rectify extensive deficiencies.
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
The German Federal Financial Supervisory Authority (BaFin) has imposed three fines totaling €140,000 on DLT Securities GmbH.
Clearstream Europe AG, headquartered in Frankfurt am Main, must ensure that its business organization is compliant with regulatory requirements.
Germany’s Federal Financial Supervisory Authority has imposed two administrative fines amounting to €560,000 on flatexDEGIRO Bank AG.
Standard Chartered Bank AG, headquartered in Frankfurt am Main, must ensure that its business organization is properly organized.
The German Federal Financial Supervisory Authority (BaFin) has issued an order directing Tradegate to comply with additional capital requirements.
Germany’s Federal Financial Supervisory Authority (BaFin) has imposed an administrative fine of 45 million euros on J.P. Morgan SE.
BaFin’s product intervention measure restricts the marketing, distribution, and sale of Turbo certificates to retail investors in Germany.
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