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FINRA fines SG Americas Securities for alleged rule violations

SG Americas Securities, LLC has agreed to pay a fine of $90,000 as a part of a settlement with FINRA.

International derivatives marketplace CME Group has issued a notice of disciplinary action against SG Americas Securities LLC.

SG Americas Securities, LLC (SGAS) has agreed to pay a fine of $275,000 as a part of a settlement with FINRA.

International derivatives marketplace CME Group today posted a notice of disciplinary action against SG Americas Securities LLC.

SG Americas Securities, LLC has agreed to pay a fine of $950,000 as a part of a settlement with FINRA.