ASIC, featured, Mayfair 101
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Mayfair 101 Group director James Mawhinney will be unable to promote or raise funds in connection with financial products for 15 years.
AlphaThorn, ASIC, featured, Metal Alpha
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ASIC has permanently banned Brett Paul Trevillian from providing financial services and engaging in credit activities.
ASIC, featured, UGC, United Global Capital
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ASIC found that Petrovic failed key advice obligations when recommending clients to invest into financial products related to United Global Capital (UGC).
ASIC, featured, Ferras Merhi, First Guardian, FSGA, Shield Master Fund
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ASIC has sought leave from the Federal Court to expand its existing proceeding against former financial adviser Ferras Merhi.
AFS licence, ASIC, BDS Accounting, featured
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The AFS licence was cancelled after BDS Accounting failed to pay industry funding levies which were outstanding for over 12 months.
AFS licence, ASIC, featured, MWL Financial Services, Shield Master Fund
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ASIC has cancelled the Australian Financial Services licence of MWL Financial Services Pty Ltd .
ASIC, featured, whistleblowing
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TerraCom Limited will pay a penalty of $7.5 million for whistleblower victimisation, following Federal Court proceedings brought by ASIC.
ASIC, featured, investment scam
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Well-known personalities whose images have appeared on fake websites include billionaires Andrew ‘Twiggy’ Forrest, Gina Rinehart and Anthony Pratt.
ASIC, Equity Trustees, featured, Shield Master Fund
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The Australian Securities and Investments Commission (ASIC) has commenced civil penalty proceedings in the Federal Court against Equity Trustees Superannuation Limited.
ASIC, featured, First Mutual
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Federal Court freezes funds of Melbourne-based Gregory Cotton and his company First Mutual Private Equity Pty Ltd.
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