ASIC obtains travel restraint orders against Mansa Group directors
ASIC has secured travel restraint orders against current and former directors within the Mansa Group.
ASIC has secured travel restraint orders against current and former directors within the Mansa Group.
Following the commencement of the registration requirement on 16 February 2024, most financial advisers have been registered with ASIC.
ASIC has permanently banned Brian Jacques Creigh from providing financial services or being involved in a financial service business.
ASIC has permanently banned QLD-based financial adviser Shane Rose from providing any financial services.
ASIC has cancelled the Australian financial services licence of Endeavour Securities (Australia) Ltd (In Liquidation).
ASIC cancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Suetonius Wealth Management.
ASIC’s latest enforcement and regulatory update highlights the regulator’s investment scams disruption work.
ASIC has successfully sought sequestration orders in the Federal Court of Australia against social media finfluencer Tyson Robert Scholz.
Melbourne Securities Corporation Limited has paid $13,320 to comply with an infringement notice issued by ASIC.
ASIC has secured interim travel restraint orders against former Blockchain Global Limited (in liquidation) director Liang Guo.