The Federal Court today dismissed the case brought by the Australian Securities and Investments Commission (ASIC) against intelligence software provider, Nuix Limited.
The Australian Securities and Investments Commission (ASIC) has banned former financial adviser John Morgan from providing financial services.
The deal is subject to ASIC’s regulatory approval. ASIC will seek to expedite its assessment of the application.
The Federal Court has ordered Cigno Australia and its director Mark Swanepoel and BSF Solutions and its director Brenton Harrison to pay a combined penalty of $7 million.
ASIC has permanently banned Aristotle Papapavlou from involvement in a financial services business and engaging in credit activities.
ASIC has banned Benjamin Godfrey, the former director and responsible manager of ACN 114 733 569 Limited (in liquidation), formerly known as ISG.
ASIC has cancelled the Australian financial services (AFS) licence of The Silverfern Group Pty Ltd.
The Australian Securities and Investments Commission (ASIC) has banned Melbourne-based financial adviser David Lofthouse.
ASIC has cancelled Australian financial services (AFS) licence held by Beacon Wealth Pty Ltd.
ASIC has remade a legislative instrument providing relief for foreign companies that are Australian financial services licensees and foreign authorised deposit-taking institutions.
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