ACCC and ASIC: scammers luring investors onto fake crypto trading platforms
Scammers initially target victims through social media advertisements and posts claiming to offer trading tips on equities.
ASIC News
ASIC appeals Federal Court decision dismissing case against Nuix
ASIC has filed an appeal against a Federal Court decision dismissing its case against intelligence software provider Nuix Limited.
ASIC takes Equity Trustees to Court for alleged First Guardian onboarding failures
ASIC has commenced civil penalty proceedings in the Federal Court against Equity Trustees Superannuation Limited.
ASIC appeals $7M penalty in Cigno Australia, BSF Solutions, and directors’ case
ASIC has appealed a Federal Court decision ordering Cigno Australia and its director Mark Swanepoel, and BSF Solutions.
ASIC warns crypto firms of approaching deadline to apply for licence
Providers of financial services involving digital asset financial products should act quickly to decide whether they require an Australian Financial Services (AFS) licence.
Former Berndale director Stavro D’Amore pleads guilty to dishonest conduct, misusing $700,000 in company funds
Former Berndale clients are owed in excess of $8.9 million.
ASIC cancels licence of ABL Funds Management
ASIC has cancelled the Australian financial services (AFS) licence of ABL Funds Management Pty Ltd.
ASIC continues Finfluencer crackdown alongside global regulators
ASIC has commenced a review of several AFS licensees and their supervision of 15 finfluencers operating under their licences.
Australian Court dismisses ASIC’s continuous disclosure case against Nuix
The Federal Court today dismissed the case brought by the Australian Securities and Investments Commission (ASIC) against intelligence software provider, Nuix Limited.
ASIC bans former MWL financial adviser John Morgan for five years
The Australian Securities and Investments Commission (ASIC) has banned former financial adviser John Morgan from providing financial services.
