ASIC takes Interprac to Court over alleged Shield and First Guardian licensee failures
ASIC has commenced civil penalty proceedings in the Federal Court against Interprac Financial Planning Pty Ltd.
ASIC News
ASIC cancels licence of Ricard Securities
ASIC has cancelled the Australian financial services (AFS) licence of Ricard Securities Pty Ltd, effective from 28 October 2025.
ASIC cancels licence of Arrumar Private
ASIC has cancelled the Australian financial services (AFS) licence of Arrumar Private Pty Ltd.
ASIC launches preliminary investigation into Clime Australian Income Fund
The Australian Securities and Investments Commission (ASIC) has commenced a preliminary investigation in respect of the Clime Australian Income Fund.
ASIC bans former Crown Wealth Group director Brendan Rodwell for two years
ASIC has banned Brendan Rodwell, a former director of Australian financial services licensee Crown Wealth Group Pty Ltd.
ASIC obtains interim travel restraint orders against Blockchain Global director Ryan Xu
ASIC has secured interim travel restraint orders against Blockchain Global Limited (in liquidation) director Zijing Xu.
ASIC secures interim court orders restraining Ferras Merhi from operating in financial services industry
ASIC has secured Federal Court interim orders restraining Ferras Merhi from operating within the financial services industry.
ASIC cancels licence of Wealth Trail
ASIC has cancelled the Australian financial services (AFS) licence of Wealth Trail Pty Ltd (In Liquidation).
Australian regulator halts offers of TruePillars Investment Trust
ASIC has made interim stop orders on the product disclosure statements (PDSs) for two classes of units of the TruePillars Investment (Fund).
ASIC warns of risks of offshore outsourcing
The Australian Securities and Investments Commission (ASIC) has issued a warning regarding the risks of offshore outsourcing.
