ASIC cancels licence of NextGen Financial Group
ASIC has cancelled the Australian financial services (AFS) licence of NextGen Financial Group Pty Ltd effective from 23 February 2024.
ASIC has cancelled the Australian financial services (AFS) licence of NextGen Financial Group Pty Ltd effective from 23 February 2024.
ASIC has cancelled the Australian financial services (AFS) licence of Valorton Capital Pty Ltd.
The Australian Securities and Investments Commission (ASIC) has commenced proceedings in the Federal Court against David Paul Hodgson.
The former director of Reiwa-Capital, Russell Sandiford, has pleaded guilty to two counts of dishonest conduct in relation to a financial product.
ASIC has cancelled the Australian financial services licence (AFSL) held by Sydney-based Brava Capital Pty Ltd.
ASIC has made interim stop orders on four product disclosure statements (PDSs) for classes of units of the Shield Master Fund.
Financial advisers that are not registered with ASIC before 16 February 2024 will need to cease providing personal advice to retail clients.
ASIC has accepted a court enforceable undertaking from buy now, pay later provider Elevare Pay Easy Pty Ltd, trading as Elepay.
ASIC has published a letter to market intermediary CEOs setting out its guidance regarding pre-hedging practices in Australia.
Westpac will pay a penalty of $1.8 million in relation to the conduct, together with $8 million for ASIC’s litigation and investigation costs.