The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Victory Securities Company Limited $1.7 million for regulatory breaches.
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 24 unauthorized websites.
ASIC has banned former NextGen Financial Group Pty Ltd directors Nicholas Duncan Jeremy Brookes and Vitorio Vincenzo Turco.
Google has proposed and started testing changes to how it presents shopping ads and content related services, such as sports.
Brown Associates, Inc has agreed to pay a fine of $30,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
NFA has ordered Hardee Brothers LLC, an NFA Member commodity pool operator and commodity trading advisor in New York, N.Y., to withdraw from NFA membership.
The maximum sentence of imprisonment able to be imposed in a summary prosecution for this offence is 12 months.
The Federal Financial Supervisory Authority (Bafin) today announced the imposition of administrative fines totaling €187,500 on Brown Capital Management LLC.
LEADING BROKERS
LATEST NEWS
Western Alliance Bank introduces WA VenueX 
Dubai’s VARA publishes notice of fines regarding Shelbit General Trading 
HK watchdog imposes $1.7M fine on Victory Securities Company Limited for regulatory breaches 
Deriv brings its exclusive 24/7 Derived Indices to TradingView 
CLARITY Act Regains Momentum as Ethics Compromise Revives Regulatory Outlook 
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The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Victory Securities Company Limited $1.7 million for regulatory breaches.
Italy’s Companies and Exchange Commission (CONSOB) today announced it has issued orders for the blocking of access to 24 unauthorized websites.
ASIC has banned former NextGen Financial Group Pty Ltd directors Nicholas Duncan Jeremy Brookes and Vitorio Vincenzo Turco.
Google has proposed and started testing changes to how it presents shopping ads and content related services, such as sports.
Brown Associates, Inc has agreed to pay a fine of $30,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
NFA has ordered Hardee Brothers LLC, an NFA Member commodity pool operator and commodity trading advisor in New York, N.Y., to withdraw from NFA membership.
The maximum sentence of imprisonment able to be imposed in a summary prosecution for this offence is 12 months.
The Federal Financial Supervisory Authority (Bafin) today announced the imposition of administrative fines totaling €187,500 on Brown Capital Management LLC.
LEADING BROKERS
LATEST NEWS
Western Alliance Bank introduces WA VenueX Dubai’s VARA publishes notice of fines regarding Shelbit General Trading HK watchdog imposes $1.7M fine on Victory Securities Company Limited for regulatory breaches Deriv brings its exclusive 24/7 Derived Indices to TradingView CLARITY Act Regains Momentum as Ethics Compromise Revives Regulatory Outlook 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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