Maria Nikolova
featured, FINRA, IFG
0 Comments
Independent Financial Group, LLC has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
Maria Nikolova
Archegos, Bill Hwang, featured, SEC, US government shutdown
0 Comments
The Securities and Exchange Commission (SEC) has provided an update on its lawsuit against Archegos Capital Management.
Maria Nikolova
ASIC, Brendan Rodwell, Crown Wealth Group, featured, Lighthouse Partners
0 Comments
ASIC has banned Brendan Rodwell, a former director of Australian financial services licensee Crown Wealth Group Pty Ltd.
Maria Nikolova
ASIC, Blockchain Global, featured, Ryan Xu
0 Comments
ASIC has secured interim travel restraint orders against Blockchain Global Limited (in liquidation) director Zijing Xu.
Maria Nikolova
BofA Securities, featured, FINRA
0 Comments
BofA Securities, Inc has agreed to pay a fine of $155,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
FCA, featured, short selling
0 Comments
The UK Financial Conduct Authority (FCA) is asking for feedback on proposals for a new short selling regime.
Maria Nikolova
featured, SFC, Shanxi Securities International
0 Comments
The Securities and Futures Commission (SFC) of Hong Kong has suspended the licence of Mr Tang Wai Choi.
Maria Nikolova
featured, SFC, share manipulation
0 Comments
The Court of First Instance has granted an interim injunction order against 12 suspected manipulators of shares of Smartac International Holdings Limited.
LEADING BROKERS
LATEST NEWS
ATFX posts client trading volumes of USD $709.2 billion in Q3 2025 
FINRA imposes $100k fine on Independent Financial Group 
SEC’s lawsuit against Archegos set to remain stayed 
SIX selects Aquis Technologies as tech provider to harmonize platforms across its trading venues 
Circle Taps Wyclef Jean as Global Culture Advisor 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
Maria Nikolova
featured, FINRA, IFG
0 Comments
Independent Financial Group, LLC has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.
Maria Nikolova
Archegos, Bill Hwang, featured, SEC, US government shutdown
0 Comments
The Securities and Exchange Commission (SEC) has provided an update on its lawsuit against Archegos Capital Management.
Maria Nikolova
ASIC, Brendan Rodwell, Crown Wealth Group, featured, Lighthouse Partners
0 Comments
ASIC has banned Brendan Rodwell, a former director of Australian financial services licensee Crown Wealth Group Pty Ltd.
Maria Nikolova
ASIC, Blockchain Global, featured, Ryan Xu
0 Comments
ASIC has secured interim travel restraint orders against Blockchain Global Limited (in liquidation) director Zijing Xu.
Maria Nikolova
BofA Securities, featured, FINRA
0 Comments
BofA Securities, Inc has agreed to pay a fine of $155,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Maria Nikolova
FCA, featured, short selling
0 Comments
The UK Financial Conduct Authority (FCA) is asking for feedback on proposals for a new short selling regime.
Maria Nikolova
featured, SFC, Shanxi Securities International
0 Comments
The Securities and Futures Commission (SFC) of Hong Kong has suspended the licence of Mr Tang Wai Choi.
Maria Nikolova
featured, SFC, share manipulation
0 Comments
The Court of First Instance has granted an interim injunction order against 12 suspected manipulators of shares of Smartac International Holdings Limited.
LEADING BROKERS
LATEST NEWS
ATFX posts client trading volumes of USD $709.2 billion in Q3 2025 FINRA imposes $100k fine on Independent Financial Group SEC’s lawsuit against Archegos set to remain stayed SIX selects Aquis Technologies as tech provider to harmonize platforms across its trading venues Circle Taps Wyclef Jean as Global Culture Advisor 
FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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