NYMEX fines Cornerstone Futures for block trade reporting deficiencies
During June 2019, Cornerstone Futures submitted multiple block trades to the Exchange with inaccurate execution times.
During June 2019, Cornerstone Futures submitted multiple block trades to the Exchange with inaccurate execution times.
StoneX Financial Inc got a fine for failing to meet documentation requirements for orders entered using Execution Operation Suspense Accounts.
The CFTC has reached a settlement with Ron Eibschutz, accused of aiding disclosures of nonpublic information about customer trades.
ICAP Corp failed to report numerous block trades in NYMEX Energy futures contracts to the Exchange within the required time period.