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Breaking News

Italy’s CONSOB orders blocking of access to four new unauthorized investment websites

Monex Group completes transfer of shares of Monex Boom Securities (HK)

Interactive Brokers adds One Cancels Another order type in IBKR Mobile app

Signet Securities to pay $100k fine to settle FINRA charges

ASIC secures Court order appointing liquidators to Global Capital Property Fund

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ICAP Energy gets a slap on the wrist for deficiencies in block trade reporting

Maria Nikolova block trades, CME, ICAP Energy, NYMEX 0 Comments April 14, 2022

On six occasions in January 2022, ICAP Energy Limited did not report block trades in a timely manner.

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ICE Futures fines Sunrise Brokers for misreporting block trades

Maria Nikolova block trades, ICE Futures, ICE Futures US, Sunrise Brokers 0 Comments December 18, 2020

ICE Futures fined Sunrise Brokers for misreporting the execution time of block trades and failing to supervise its employees.

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LATEST NEWS

Italy’s CONSOB orders blocking of access to four new unauthorized investment websites
October 4, 2024
Monex Group completes transfer of shares of Monex Boom Securities (HK)
October 4, 2024
Interactive Brokers adds One Cancels Another order type in IBKR Mobile app
October 4, 2024
Signet Securities to pay $100k fine to settle FINRA charges
October 4, 2024
ASIC secures Court order appointing liquidators to Global Capital Property Fund
October 4, 2024

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