CME, Deutsche Bank, NYMEX
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Deutsche Bank AG, pursuant to Rule 512 (“Reporting Infractions”), was issued a $2,000 fine pursuant to its violations of Rule 538.I.
CME, CME fine, NYMEX
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Eric Schwartz must pay a $10,000 fine and serve a six-month trading suspension from access to any trading floor controlled by CME Group.
block trades, CME, ICAP Energy, NYMEX
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On six occasions in January 2022, ICAP Energy Limited did not report block trades in a timely manner.
CME, NYMEX, wash trades
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Chia-Chun Lin executed numerous wash trades in the April 2021 Platinum Futures market between accounts with common beneficial ownership.
NYMEX, Tradition Dubai
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Tradition Dubai submitted multiple block trades to the Exchange in various NYMEX energy products with inaccurate execution times.
CBOT, CME, NYMEX, StoneX
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StoneX Financial Inc will pay a fine of $5,000 for violating CME rules concerning bunched orders.
CME suspension, NYMEX, wash trades
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Tujun Hong will have to serve a five-year suspension from access to any trading floor owned or controlled by CME Group.
Alex Chaia, CME fine, NYMEX
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The NYMEX Business Conduct Committee found that Alex Chaia prearranged the execution of transactions in various options on Crude Oil futures.
NYMEX, Ron Eibschutz
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The CFTC has filed a proposed consent order settling the charges against energy futures and options broker Ron Eibschutz.
Cornerstone Futures, NYMEX
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During June 2019, Cornerstone Futures submitted multiple block trades to the Exchange with inaccurate execution times.
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