CME suspends trader for prearranging execution of transactions
The NYMEX Business Conduct Committee found that Alex Chaia prearranged the execution of transactions in various options on Crude Oil futures.
The NYMEX Business Conduct Committee found that Alex Chaia prearranged the execution of transactions in various options on Crude Oil futures.
The CFTC has filed a proposed consent order settling the charges against energy futures and options broker Ron Eibschutz.
During June 2019, Cornerstone Futures submitted multiple block trades to the Exchange with inaccurate execution times.
StoneX Financial Inc got a fine for failing to meet documentation requirements for orders entered using Execution Operation Suspense Accounts.
The CFTC has reached a settlement with Ron Eibschutz, accused of aiding disclosures of nonpublic information about customer trades.
ICAP Corp failed to report numerous block trades in NYMEX Energy futures contracts to the Exchange within the required time period.