Nasdaq fines Virtu Americas for alleged rule violations
Virtu Americas LLC has agreed to pay a fine of $19,200 as a part of a settlement with The Nasdaq Stock Market LLC.
Virtu Americas LLC has agreed to pay a fine of $19,200 as a part of a settlement with The Nasdaq Stock Market LLC.
Virtu Americas LLC (VAL) has agreed to pay a $75,000 fine in line with its offer of settlement with CME Group.
FINRA has fined VIRTU Americas $120,000 for the firm’s failure to comply with its Order Audit Trail System (OATS) reporting obligations.