featured, FMA, market manipulation
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New Zealand’s Financial Markets Authority (FMA) has filed High Court civil proceedings against Franco Belgiorno-Nettis.
BofA Securities, DOJ, featured, market manipulation
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As part of the resolution, the Justice Department has declined to prosecute BoAS, and BoAS will disgorge approximately $1.96 million.
featured, market manipulation, SFC
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The Eastern Magistrates’ Court of Hong Kong has sentenced Lin Tai Fung and his brother-in-law, Or Chun Nin, to 240 hours and 160 hours of community service.
FCA, FCA ban, featured, market manipulation
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The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services.
ASIC, Delta Power & Energy, featured, market manipulation
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ASIC is suing Delta Power & Energy (Vales Point) Pty Ltd for allegedly manipulating the ASX 24 market.
market manipulation, SFC
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The SFC commences MMT proceedings against Deng Yi Feng’s former chairman and others over suspected manipulation of Smartac shares.
featured, FMA, market manipulation
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The Financial Markets Authority (FMA) of New Zealand has issued a warning to an individual online trader for suspected market manipulation.
featured, market manipulation, SFC
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The Hong Kong Court of First Instance today convicted three individuals of conspiracy to carry out false trading.
market manipulation, SFC
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The Securities and Futures Commission (SFC) of Hong Kong has commenced proceedings in the Market Misconduct Tribunal against Mr Sui Guangyi.
featured, market manipulation, SEC
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The Commission alleges that Jeremy Koski fabricated and anonymously posted fake documents on internet message boards.
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