HK Court convicts market manipulators for false trading in shares of Ching Lee Holdings
The Hong Kong Court of First Instance today convicted three individuals of conspiracy to carry out false trading.
market manipulation
HK regulator launches MMT proceedings against Ding Yi Feng former chairman for suspected market manipulation
The Securities and Futures Commission (SFC) of Hong Kong has commenced proceedings in the Market Misconduct Tribunal against Mr Sui Guangyi.
SEC goes after Internet message board user in connection with alleged market manipulation scheme
The Commission alleges that Jeremy Koski fabricated and anonymously posted fake documents on internet message boards.
HK regulator orders six brokers to freeze client accounts linked to suspected market manipulation
The SFC is not investigating the six brokers, and all of them have cooperated with the SFC’s investigation.
SEC secures Court order against trader engaged multimillion-dollar market manipulation scheme
The Court has ordered David O’Brien to disgorge $5,197,322 and to pay a civil penalty of $10,315,065.
SEC secures judgment against Eric Landis, Ridgeview Capital Markets in market manipulation case
The SEC has obtained a final judgment against Virginia resident Eric T. Landis, a recidivist market manipulator.
Stock trader ‘Fibonarchery’ pleads guilty to market manipulation
“Fibonarchery” pleaded guilty to 23 charges of manipulation of listed stocks on the Australian Securities Exchange (ASX).
Swiss FINMA finds market manipulation at Blackstone Resources AG
Swiss FINMA has concluded proceedings for violation of market conduct rules against Blackstone Resources AG and one of its directors.
Former HSBC exec seeks extra time for discovery in market manipulation lawsuit
Former HSBC executive Christophe Rivoire requests an extension to complete ongoing foreign discovery in Canada and Hong Kong.
ASIC bans former Armada Capital director for three years
ASIC has banned former Armada Capital Pty Ltd director Ananda Kathiravelu from providing financial services for three years.
