BofA Securities, featured, FINRA, spoofing
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FINRA announced today that it has fined BofA Securities, Inc. $24 million for engaging in more than 700 instances of spoofing.
BofA Securities, CME, featured
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BofA Securities, Inc allegedly violated Customer Gross Margining Technical Overview Requirements and CME Rule 980.G.
Bank of America, BofA Securities, FINRA, NYSE:BAC, OTC options
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Between January 2009 and October 2020, BofAS failed to report OTC options positions to the LOPR in more than 7.4 million instances.
BofA Securities, CME fine
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Under a settlement offer in which BofA Securities neither admitted nor denied the rule violations, CME imposed a $100,000 fine.
