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Breaking News

i2c partners with Wirex to deliver its multi-currency debit card to Australia

Crossover Markets launches institutional crypto ECN CrossX backed by Exness, GMO

Konsolidator proposes election of Peter Gath as new member of Board of Directors

Broadridge, Apex Silver partner on integrated cost basis and tax reporting offering

Leucadia Asset Management to provide seed capital to Catenary Alternatives Asset Management

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Institutional News

CME fines BofA Securities for alleged rule violations

Maria Nikolova BofA Securities, CME, featured 0 Comments December 21, 2022

BofA Securities, Inc allegedly violated Customer Gross Margining Technical Overview Requirements and CME Rule 980.G.

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FINRA News/ Regulatory News

BofA securities arm hit with $5M fine for OTC options reporting failures

Gerald Segal Bank of America, BofA Securities, FINRA, NYSE:BAC, OTC options 0 Comments September 12, 2022

Between January 2009 and October 2020, BofAS failed to report OTC options positions to the LOPR in more than 7.4 million instances.

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CME Group News/ Forex News/ Institutional News

CME fines BofA Securities for rule violations

Maria Nikolova BofA Securities, CME fine 0 Comments March 22, 2022

Under a settlement offer in which BofA Securities neither admitted nor denied the rule violations, CME imposed a $100,000 fine.

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LATEST NEWS

i2c partners with Wirex to deliver its multi-currency debit card to Australia
March 21, 2023
Crossover Markets launches institutional crypto ECN CrossX backed by Exness, GMO
March 21, 2023
Konsolidator proposes election of Peter Gath as new member of Board of Directors
March 21, 2023
Broadridge, Apex Silver partner on integrated cost basis and tax reporting offering
March 21, 2023
Leucadia Asset Management to provide seed capital to Catenary Alternatives Asset Management
March 21, 2023

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