NYSE accused of withholding info in HFT market manipulation lawsuit
The point of disagreement concerns a list of documents that the New York Stock Exchange (NYSE) has designated as privileged.
market manipulation
SEC secures final judgment against Avalon in market manipulation case
The SEC alleged that Avalon FA Ltd touted itself to traders as a destination to engage in layering, a market manipulation technique.
CFTC faces discovery issues in case against former HSBC exec
The French “blocking statute” prevents the CFTC from obtaining discovery from former HSBC executive Christophe Rivoire.
Securities trader gets prison sentence for $17M market manipulation scheme
Securities trader Joseph Taub was sentenced to 18 months in prison over a long-running market manipulation scheme.
UBS refuses to produce trading data in HFT market manipulation case
UBS Securities insists that the plaintiffs’ demands mean that it would have to produce overbroad trade data associated with other non-parties to the case.
