CGMI, Citigroup Global Markets, featured, FINRA
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Citigroup Global Markets has agreed to pay a fine of $250,000 as a part of a settlement with FINRA.
Citi, Citigroup Global Markets, featured, LME, SSB
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LME has announced a settlement with Category 2 Member, Citigroup Global Markets Limited (SSB) which includes a financial penalty of £50,000.
Citi, Citigroup Global Markets, featured, FINRA, regulation sho
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Since at least January 1, 2014 through the present, Citigroup Global Markets violated Rule 200(f) of Regulation SHO.
Citi, Citigroup Global Markets, FCA, featured, MAR
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The FCA imposed £12.6 million fine on Citigroup Global Markets Limited for failures relating to the detection of market abuse.
Citi, Citi fine, Citigroup Global Markets
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Citigroup Global Markets has agreed to pay a fine for failure to monitor employees’ outside brokerage accounts.
Citigroup fined, Citigroup Global Markets
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FINRA has fined Citigroup Global Markets Inc for the firm’s failure to establish policies to prevent trade-throughs of protected quotations in NMS stocks.
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